ETM Experimental and Therapeutic Medicine 1792-0981 1792-1015 D.A. Spandidos ETM-28-5-12699 10.3892/etm.2024.12699 Case report Peptic ulcer induced by immune checkpoint inhibitors successfully treated with glucocorticoids: A report of three cases and a literature review WangQingzhe 1 * YuMin 2 * ZhangShuang 1 Department of Targeting Therapy and Immunology, Cancer Center, West China Hospital, Sichuan University, Chengdu, Sichuan 610041, P.R. China Division of Thoracic Tumor Multimodality Treatment, Cancer Center, West China Hospital, Sichuan University, Chengdu, Sichuan 610041, P.R. China Correspondence to: Dr Shuang Zhang, Department of Targeting Therapy and Immunology, Cancer Center, West China Hospital, Sichuan University, 37 Guoxue Xiang Street, Chengdu, Sichuan 610041, P.R. China shuang.zhang@scu.edu.cn

*Contributed equally

Abbreviations: ICI, immune checkpoint inhibitor; irAE, immune-related adverse event; GI, gastrointestinal; PD-1, programmed cell death protein 1; CTLA-4, cytotoxic T lymphocyte-associated antigen 4; HP, helicobacter pylori; NSAIDS, non-steroidal anti-inflammatory drugs; PR, partial remission; IL-6, interleukin 6; Th17, T helper 17; OS, overall survival

 11 2024 28 08 2024 28 5 410 05 02 2024 11 07 2024 Copyright: © 2024 Wang et al. 2024 This is an open access article distributed under the terms of the Creative Commons Attribution-NonCommercial-NoDerivs License, which permits use and distribution in any medium, provided the original work is properly cited, the use is non-commercial and no modifications or adaptations are made.

In recent decades, immune checkpoint inhibitors (ICIs) have emerged as safer and less disruptive alternatives to conventional chemotherapy and radiotherapy for certain patients with tumours. ICIs serve a synergistic role alongside conventional therapies by manipulating the immune system to recognise and target tumour cells. However, excessive activation of the immune system can lead to immune-related adverse events including pneumonia, myocarditis and colitis, which pose serious and even fatal risks. In the present case series, three patients with a thoracic tumour with an ICI-induced peptic ulcer triggered by programmed cell death protein 1 antibodies (diagnosed by gastrointestinal endoscopy) are presented. These cases were successfully treated with corticosteroids. The diagnostic and treatment processes undertaken for these patients underscore the requirement to comprehensively understand the mechanism of ICI-induced peptic ulcer. Moreover, the relevant literature was also reviewed in the present study.

 immunotherapy immune checkpoint inhibitor ICI-induced peptic ulcer adverse effects thoracic tumours Funding: No funding was received. Introduction

Among the numerous novel immunotherapies, immune checkpoint inhibitors (ICIs) have emerged as critical treatments for cancer. The two most studied ICIs, cytotoxic T lymphocyte-associated antigen 4 (CTLA-4) and programmed cell death protein 1 (PD-1), serve roles in maintaining the balance between peripheral tolerance and immune response under normal conditions as co-inhibitory molecules to prevent over-activation of immune system (1). Since the initial approval of nivolumab and pembrolizumab by the U.S. Food and Drug Administration, a number of ICIs have been approved in China such as: PD-1 monoclonal antibodies (mAbs) including nivolumab, pembrolizumab, tislelizumab, sintilimab, camrelizumab, toripalimab, penpulimab, zimberelimab and serplulimab; programmed cell death 1 ligand 1 mAbs including durvalumab, atezolizumab and envafolimab; and CTLA-4 mAbs including ipilimumab. The occurrence of immune-related adverse events (irAEs) is linked to overactivation of the immune system, which leads to changes in T-cell activity and cytokine responses (2). It is theorized that there are several mechanisms behind the development of irAEs, including the presence of identical antigens in both tumour and normal tissues, the activation of pre-existing humoral autoimmunity in patients, heightened expression of the CTLA-4 antigen in normal tissues, other genetic factors and the microbiota (3). Higher infiltration of CD4+ T cells is reportedly more usually a result of anti-CTLA-4 therapy, while CD8+ T cells are a result of anti-PD-1 therapy (4).

In general, irAEs occur more frequently in the dermatological, gastrointestinal (GI) and endocrine systems, with GI tract irAEs accounting for 30-50% of all irAEs (2,5). Most GI adverse events typically occur within 3 months of treatment initiation. The incidence of GI toxicity is particularly high during combination therapy with nivolumab and ipilimumab (6). Typical irAEs in the digestive system include immune-mediated colitis (8-22%), hepatotoxicity (4-11%), pancreatitis (10-15%) and non-specific symptoms such as nausea, vomiting and diarrhoea (27-54%) (2). However, toxicities affecting the upper GI tract, particularly peptic ulcers, have rarely been reported.

The treatment choice for GI irAEs depends on the specific disease presentation (7). Supportive treatments such as anti-motility agents (including atropine/diphenoxylate and loperamide) and dietary adjustments (including low-fibre and bland diets) are recommended for grade 1 GI irAEs. In cases of grade 2 GI irAEs, it is crucial to rule out infectious factors, and systemic corticosteroids (including prednisone/intravenous methylprednisolone at 1-2 mg/kg/day) should be initiated until symptoms improve to grade 1 or lower (8,9). After the improvement of adverse events, it is recommended to discontinue anti-CTLA-4 agents permanently. Whether anti-PD-1 agents can be resumed depends on their previous efficacy (10,11). For grade 3-4 toxicities, administration of ICIs should be immediately and permanently halted (10-13). Alongside intravenous methylprednisolone, maintaining electrolyte balance and implementing aggressive fluid resuscitation are required for the management of grade 3-4 toxicities. These strategies have been reported to lead to the regression of GI irAEs in 40-70% of patients (14). For patients experiencing grade 2-4 toxicities, it is essential to assess response to corticosteroid treatment after 3 days of administration to promptly identify patients with a poor response. In cases where corticosteroids are ineffective, additional treatment options include biological agents, such as infliximab and vedolizumab, should be considered (15).

In the present case series, the diagnosis and treatment of 3 patients with ICI-induced peptic ulcers at West China Hospital (Chengdu, China) is presented. All patients were diagnosed by GI endoscopy and treated with corticosteroids. Patient follow-up was performed through outpatient visits or telephone calls.

 Case report <sec> <title>Materials and methods

The cancer tissue used was fixed with 4% paraformaldehyde at 25˚C for 24 h and embedded with paraffin. Embedded tissue was cut into 5 µm sections. Then the slides were stained by hematoxylin for 5 min and eosin for 25 sec at 25˚C. The stained slides were observed under light microscope.

Patient 1. In October 2018, a 60-year-old man presented with a mass in the lower lobe of the right lung on CT scan (Fig. 1A) at West China Hospital (Chengdu, China). The patient underwent thoracoscopic right lower pneumonectomy. The pathological result suggested non-keratinised squamous cell carcinoma [pT1cN0M0; stage IA3, AJCC 8th edition (16)] (Fig. 2). At 1 year post surgery, a mediastinal metastasis was discovered (Fig. 1B), prompting the administration of three cycles of chemotherapy (paclitaxel albumin 440 mg every 21 days and carboplatin 400 mg/21 days), with immunotherapy (pembrolizumab 200 mg every 21 days). Subsequently, the patient received seven cycles of pembrolizumab (200 mg every 21 days) as maintenance therapy. After the third cycle of maintenance therapy, anlotinib hydrochloride (12 mg, days 1-14, every 21 days) was introduced due to tumour progression. Subsequently, the patient underwent incomplete excision of the mediastinal metastasis followed by concurrent chemoradiotherapy (paclitaxel albumin 400 mg every 21 days and carboplatin 380 mg every 21 days, with radiotherapy administered for cardiophrenic angle lesions at a dose of [45 Gy/25 fractions (f)]. Moreover, Tislelizumab (200 mg every 21 days) was initiated after the second cycle of chemotherapy upon the discovery of liver metastasis (Fig. 1C). The patient underwent a total of five cycles of chemotherapy and six cycles of tislelizumab. Subsequently, sternal metastases were detected (Fig. 1D), leading to sternum radiotherapy (30 Gy/10f), followed by six cycles of paclitaxel albumin (400 mg every 21 days) and tislelizumab (200 mg every 21 days) as maintenance therapy.

After completing the last treatment cycle, the patient reported experiencing abdominal pain. GI endoscopy revealed the presence of a duodenal bulbar ulcer (Fig. 3A). Helicobacter pylori (HP) infection was negative and confirmed via the C14 breath test. Neither non-steroidal anti-inflammatory drugs (NSAIDS) nor steroids were prescribed to the patient, as administration of NSAIDS is also a common cause of peptic ulcer and the treatment is different. Given that other causes besides ICIs were deemed to not explain the duodenal bulbar ulcer, the patient was diagnosed with an ICI-induced duodenal bulbar ulcer. Treatment was initiated with a daily administration of 40 mg methylprednisolone, 40 mg omeprazole and teprenone 50 mg three times daily. After 1 month of treatment, GI endoscopy revealed an improvement in the duodenal bulbar ulcer (Fig. 3B). Then, 1 month later, progression of the right lung metastasis was identified and tislelizumab (200 mg every 21 days) was reintroduced for two cycles. However, the patient experienced shoulder and chest pain and GI endoscopy identified a new duodenal bulbar ulcer (Fig. 3C). Consequently, the patient was treated with a daily administration of 40 mg methylprednisolone and 40 mg omeprazole. Following a 2-month-treatment period, the duodenal ulcer healed (Fig. 3D). Subsequently, the patient was administered oral afatinib (30 mg every day) to control the tumor. The patient was then followed up regularly at West China Hospital for 27 months until October 2023, without disease progression.

Patient 2. A 52-year-old woman presented at West China Hospital with a neck mass in November, 2016. Based on cervical lymph node biopsy (Fig. 4) and CT scans (Fig. 5A and B), the patient was diagnosed with thymic squamous cell carcinoma with cervical lymph node and lung metastasis [cT3N2M1; stage IV, AJCC 8th edition (16)]. The patient underwent five cycles of chemotherapy (gemcitabine 1,600 mg every 21 days and cisplatin 40 mg days 1-3 every 21 days), resulting in partial remission (PR), as determined by CT scan. Following chemotherapy, the patient received apatinib (750 mg every day) as a maintenance therapy for 10 days. However, the patient experienced symptoms of headache, fatigue and albuminuria, leading to the discontinuation of apatinib. After 2 months, CT scan showed that the tumor was larger than before. Then, the patient underwent six cycles of paclitaxel (320 mg every 21 days) and carboplatin (600 mg every 21 days). Subsequently, the patient was treated with sunitinib (37.5 mg every day). However, due to intolerance to its side effects, the treatment was changed to 27 cycles of pembrolizumab (200 mg every 21 days). After the sixth cycle, the patient was diagnosed with ICI-related pneumonia (Fig. 5C and D). This condition was successfully treated with a 40-day course of prednisone (50 mg every day). Moreover, the patient received radiotherapy for the supraclavicular and mediastinal lymph nodes (5,040 cGy/28f). After completing 27 cycles of pembrolizumab (200 mg every 21 days), the patient developed nausea, vomiting, melena and upper abdominal discomfort. The subsequent HP test was positive and GI endoscopy revealed a duodenal bulbar ulcer (Fig. 6A). Consequently, the patient was diagnosed with an HP infection and anti-HP therapy was initiated (amoxicillin 1,000 mg twice every day, levofloxacin 500 mg once every day, bismuth potassium cirtrate 300 mg 4 times every day, omeprazole 40 mg once every day). However, despite 4-week-treatment, the symptoms and the duodenal bulbar ulcers persisted (Fig. 6B). Given that neither NSAIDS nor steroids were prescribed and the stool test for parasitic and bacterial infection showed negative results, the patient was diagnosed with an ICI-induced duodenal bulbar ulcer. After 3 days of 40 mg methylprednisolone treatment daily, the symptoms subsided and the duodenal bulbar ulcer was successfully healed, as confirmed by the GI endoscopy results (Fig. 6C and D). The patient was followed up regularly thereafter for 52 months until March, 2023 with no disease progression.

Patient 3. A 68-year-old man presented at West China Hospital with persistent cough and sputum production in April, 2020. A CT scan identified a bilateral lung mass (Fig. 7). The patient was diagnosed with poorly differentiated squamous carcinoma of the upper lobe of the left lung via bronchofiberscopy biopsy (Fig. 8A) and poorly differentiated adenocarcinoma of the lower lobe of the left lung through percutaneous lung needle biopsy (Fig. 8B). The patient underwent six cycles of pemetrexed disodium (860 mg every 21 days) and carboplatin (475 mg every 21 days) in combination with pembrolizumab (200 mg every 21 days), followed by five cycles of pemetrexed disodium (860 mg every 21 days) and pembrolizumab (200 mg every 21 days) as maintenance therapy. Throughout the treatment process, the CT scan consistently indicated PR. Due to the slight enlargement of the pleural nodule, the patient received local radiotherapy (24 Gy/3f). After 31 cycles of maintenance therapy, the patient reported upper abdominal pain, hiccups and weight loss. Despite a 2-month administration of omeprazole (40 mg every day), the symptoms persisted, and GI endoscopy identified a gastric ulcer (Fig. 9A and B). Neither NSAIDS nor steroids had been prescribed to this patient. Consequently, the patient was diagnosed with an ICI-induced gastric ulcer and was treated with dexamethasone (11.25 mg every day). After 1 month, the patient reported that the discomfort had subsided, and GI endoscopy confirmed the disappearance of the gastric ulcer (Fig. 9C and D). Subsequently, the patient was followed up for 18 months until March, 2024 and demonstrated consistent PR.

 Discussion

With the increasing utilization of ICIs, irAEs have become more prevalent and have garnered heightened attention. However, upper immunotherapy-related upper GI ulcers are rare and there is currently no established standard treatment. Previously reported cases are summarised in Table I, in which 6 reported cases of ICI-induced peptic ulcers are listed. Among them, 3 patients received glucocorticoids and experienced symptomatic relief. The symptoms of 2 patients improved after receiving infliximab therapy. However, 1 patient succumbed to gastric ulcer perforation, despite receiving dexamethasone treatment. Initially, this patient was diagnosed with NSAIDS-related gastric ulcers due to recent daily NSAIDS use, highlighting the importance of timely diagnosis of ICI-induced peptic ulcers.

Peptic ulcers can be induced by numerous factors, including ICIs, radiotherapy, anti-angiogenesis-targeting drugs, NSAIDS, steroids, HP infection, bacteria and parasites. Early diagnosis of ICI-induced peptic ulcers is crucial as treatment approaches for peptic ulcers vary depending on the underlying cause. Usually, peptic ulcers may necessitate acid suppression and stomach protection treatment. Ulcers induced by other drugs require immediate discontinuation of the responsible medication followed by acid suppression and stomach protection therapy. Ulcers caused by pathogens require identification of the specific etiology and targeted treatment. For instance, HP-related ulcers typically require standard anti-HP therapy (17). Due to the unique mechanisms of ICIs, ICI-induced ulcers require not only anti-acid treatment but also prompt initiation of immunosuppressive therapy. Some immunosuppressants, such as corticosteroids, are contraindicated in ulcers caused by other factors, as they may cause secondary ulcers. Compared with irAEs affecting other systems, initial symptoms of irAEs affecting the digestive system, such as nausea, vomiting and anaemia, may not be typical. This complexity arises from the medical history of the patient with the symptoms often being mistaken for chemotherapy side effects. Hence, the careful consideration and differential diagnosis of ICI-induced ulcers pose challenges and necessitates the extensive experience of the clinicians, attentive listening to complaints from patients and thorough knowledge of their medical history (18). In the present case series, it is noteworthy that the 3 patients had not been previously exposed to NSAIDs or steroids and stool test for enteric bacterial and parasitic infections were negative. Moreover, the radiotherapy fields of these 3 patients were distant from the GI tract. Despite the positive HP test result for patient 2, the lesion and symptoms did not ameliorate following anti-HP therapy. Notably, patient 2 had previously received anti-angiogenetic drugs, but the onset of the duodenal bulbar ulcers occurred over a year after the administration of these drugs and are therefore likely unrelated. Standard peptic ulcer treatments, including acid inhibitory drugs, anti-motility agents and dietary adjustments, failed to yield improvement for all 3 patients. Consequently, all 3 patients were diagnosed with ICI-induced upper GI ulcers.

The positive aspect of GI irAEs is their relationship with longer overall survival times (OS) compared with those without GI toxicity (19,20). Moreover, previous study reported that high grade of diarrhoea was associated with improved OS times (P=0.04). Similarly, patients who experienced serious or recurrent irAEs exhibited longer OS times compared with those with mild symptoms (28.5 vs. 13 months; P=0.015) (21). Furthermore, patients who encounter two simultaneous or sequential irAEs may have more favourable clinical outcomes. For instance, patients experiencing both colitis and a rash caused by immunotherapy had a significantly improved OS time (28.6 vs. 19.9 months; P=0.018) and progression-free survival time (16.1 vs. 3.2 months; P=0.001) compared with those with colitis alone (22). The specific mechanisms underlying irAEs and their prognoses remain elusive. However, previous research indicates that interleukin 6 (IL-6) might serve a role in elucidating the connection between irAEs and patient prognosis. A previous study compared the RNA expression in colonic tissues from patients with ICI-induced colitis and paired normal colonic tissue, including patients ‘responding’ and ‘not-responding’ to ipilimumab treatment, and it was reported that IL-6 expression was upregulated in inflamed colon tissue (23). Moreover, increased IL-6 expression was reported in patient with ‘non-responding’ tumours compared with patient with ‘responding’ tumours. IL-6 is a cytokine involved in the differentiation of naïve CD4+ T cells into the T helper 17 (Th17) cell lineage, which serves a role in the pathogenesis of several autoimmune diseases, such as systemic lupus erythematosus and giant cell arteritis (24). A prospective study of 140 patients indicated that a lower baseline IL-6 serum level was an independent risk factor for irAEs (odds ratio=2.84; 95% confidence interval, 1.34-6.03; P=0.007) (25). A previous study indicated that blocking IL-6 expression was associated with decreased tumour size, a higher density of CD4+/CD8+ effector T cells and reduced infiltration of Th17 cells, macrophages and myeloid cells in murine models (26). Furthermore, a retrospective study that analysed 92 patients who received therapeutic anti-IL-6R antibodies (tocilizumab or sarilumab) indicated that IL-6 blockade may be a promising method to treat a number of irAEs without reducing antitumour immunity (27). In addition, two phase II clinical studies assessing the safety and efficacy of tocilizumab in combination with ICIs are ongoing (NCT04940299 and NCT03999749).

The present case series only discussed 3 patients with ICI-induced peptic ulcers and did not further evaluate the mechanisms underlying ulcer development, indicating certain limitations of the study. However, ICI-induced peptic ulcers are relatively rare among GI irAEs and are not easily identified at an early stage. In the present study, all 3 patients were diagnosed at an early stage and demonstrated improvement after treatment, without any effect on treatment efficacy of tumor. This aspect of the present study provides some level of innovation.

By reporting these cases, the aim of the present case series was to contribute to the knowledge base and provide valuable insights for other physicians involved in the diagnosis and treatment of peptic ulcers. Similar literature reports and listed symptoms, treatment methods and prognosis were also summarised to collate the relevant information in the literature. In the present study, 3 patients diagnosed with ICI-induced peptic ulcers through GI endoscopy effectively treated with corticosteroids are presented. Peptic ulcer is a rare adverse event of ICI and can lead to serious complications, underscoring the importance of early diagnosis, accurate assessment and timely intervention.

 Acknowledgements

Not applicable.

 Availability of data and materials

The data generated in the present study may be requested from the corresponding author.

 Author's contributions

Conceptualisation, supervision and project administration were performed by SZ. Methodology, resources and data curation were performed by MY. Investigation, data validation and visualization were performed by QW. The manuscript draft was prepared by QW and edited by SZ. QW and MY confirm the authenticity of all the raw data. All authors read and approved the final version of the manuscript.

 Ethics approval and consent to participate

Not applicable.

 Patient consent for publication

Informed consent for treatment information and results of examination were obtained from all participants involved in the study. Written informed consent was obtained from the patients for the publication of this article.

 Competing interests

The authors declare that they have no competing interests.

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Contrast-enhanced CT of the chest of patient 1. CT from the first physical examination (A, October 2018) and of the mediastinal metastasis (B, November 2019), liver metastasis (C, August 2020) and sternal metastases (D, November 2020).

H&E staining (magnification, x200) of tumor tissue of right lung from patient 1.

Gastrointestinal endoscope images of patient 1. (A) A large duodenal bulbar ulcer before administration of methylprednisolone and omeprazole. (B) The regression of the duodenal bulbar ulcer to ~0.3 cm in diameter after administrations of methylprednisolone and omeprazole. (C) A new duodenal bulbar ulcer (1.2 cm) next to the scar tissue of the previous ulcer, after re-administration of tislelizumab. (D) Regression of the new ulcer with scaring and erythema after the second administration of tislelizumab.

H&E staining (magnification, x200) of tumor tissue of lymph node from patient 2.

Contrast-enhanced CT of patient 2. CT images of (A) mediastinal mass and (B) lung metastasis. (C) A pulmonary image before treatment for ICI-related pneumonia. (D) A pulmonary image after treatment for ICI-related pneumonia. ICI, immune checkpoint inhibitor.

Gastrointestinal endoscope images of patient 2. (A and B) The large duodenal bulbar ulcer with friability. (C and D) Regression of the duodenal bulbar ulcer.

Contrast-enhanced CT of the chest of patient 3. CT images of the (A) left and (B) right lungs.

H&E staining (magnification, x200) of patient 3. Tissues from the (A) left and (B) right lungs.

GI endoscopy images of patient 3. (A and B) GI endoscope images of the gastric antrum with redness and multiple ulcers covered with white moss. (C and D) The healing of multiple ulcers after the administration of dexamethasone. GI, gastrointestinal.

Summary of previous cases of peptic ulcers induced by ICIs.

First author/s, year Age/sex Tumour type ICI Onset, months Symptoms Endoscopic findings Treatment Outcome (Refs.)
Collins et al, 2020 64/F Lung adenocarcinoma Pembrolizumab 24 Peripheral edema, ascites, bloating and diarrhoea Loss of villi, erythema, congestion and ulcers in the duodenum Budesonide Improved (14)
Young et al, 2021 71/M Colon adenocarcinoma Atezolizumab / Abdominal pain, diarrhoea, haematochezia and haemorrhagic shock Duodenal and jejunal ulcers Small bowel resection + infliximab Improved (28)
Trystram et al, 2022 62/M Melanoma Ipilimumab + nivolumab 1.5 Fever, frontal syndrome, intestinal obstruction, and haemorrhagic shock Jejunoileum ulcers and Meckel diverticulum Infliximab Improved (29)
Liu et al, 2022 49/F Squamous cell carcinoma of the tongue Pembrolizumab 6 Epigastric abdominal pain and decreased appetite Diffuse mucosal erythema at the cardia with exudate and ulcers at the antrum Prednisolone + pantoprazole Improved (30)
Kato et al, 2018 68/M Lung squamous cell carcinoma Nivolumab 17 Melena and anaemia Gastric ulcer bleeding at the antrum Prednisone + cyclophosphamide Improved (31)
Desai et al, 2019 74/M Non-small cell lung cancer Nivolumab 2 Recurrent abdominal pain, nausea and vomiting Gastric ulcer and cryptitis Dexamethasone Dead from perforation of gastric ulcer (32)

ICI, immune checkpoint inhibitor; F, female; M, male.