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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">OL</journal-id>
<journal-title-group>
<journal-title>Oncology Letters</journal-title>
</journal-title-group>
<issn pub-type="ppub">1792-1074</issn>
<issn pub-type="epub">1792-1082</issn>
<publisher>
<publisher-name>D.A. Spandidos</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3892/ol.2025.15367</article-id>
<article-id pub-id-type="publisher-id">OL-31-1-15367</article-id>
<article-categories>
<subj-group>
<subject>Review</subject>
</subj-group>
</article-categories>
<title-group>
<article-title>Progress in the treatment of esophageal neuroendocrine carcinoma (Review)</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author"><name><surname>Shi</surname><given-names>Jie</given-names></name>
<xref rid="af1-ol-31-1-15367" ref-type="aff">1</xref>
<xref rid="fn1-ol-31-1-15367" ref-type="author-notes">&#x002A;</xref></contrib>
<contrib contrib-type="author"><name><surname>He</surname><given-names>Bin</given-names></name>
<xref rid="af1-ol-31-1-15367" ref-type="aff">1</xref>
<xref rid="fn1-ol-31-1-15367" ref-type="author-notes">&#x002A;</xref></contrib>
<contrib contrib-type="author"><name><surname>Zhang</surname><given-names>Heng Di</given-names></name>
<xref rid="af2-ol-31-1-15367" ref-type="aff">2</xref></contrib>
<contrib contrib-type="author"><name><surname>Jiang</surname><given-names>Chao Yang</given-names></name>
<xref rid="af1-ol-31-1-15367" ref-type="aff">1</xref></contrib>
<contrib contrib-type="author"><name><surname>Zhang</surname><given-names>Ling</given-names></name>
<xref rid="af1-ol-31-1-15367" ref-type="aff">1</xref>
<xref rid="c1-ol-31-1-15367" ref-type="corresp"/></contrib>
</contrib-group>
<aff id="af1-ol-31-1-15367"><label>1</label>Department of Oncology, The General Hospital of Western Theater Command of The Chinese People&#x0027;s Liberation Army, Chengdu, Sichuan 610083, P.R. China</aff>
<aff id="af2-ol-31-1-15367"><label>2</label>Department of Ophthalmology, The General Hospital of Western Theater Command of The Chinese People&#x0027;s Liberation Army, Chengdu, Sichuan 610083, P.R. China</aff>
<author-notes>
<corresp id="c1-ol-31-1-15367"><italic>Correspondence to</italic>: Professor Ling Zhang, Department of Oncology, The General Hospital of Western Theater Command of The Chinese People&#x0027;s Liberation Army, 270 Tianhui Road, Rongdu Avenue, Jinniu, Chengdu, Sichuan 610083, P.R. China, E-mail: <email>zhangling71@163.com</email></corresp>
<fn id="fn1-ol-31-1-15367"><label>&#x002A;</label><p>Contributed equally</p></fn></author-notes>
<pub-date pub-type="collection"><month>01</month><year>2026</year></pub-date>
<pub-date pub-type="epub"><day>31</day><month>10</month><year>2025</year></pub-date>
<volume>31</volume>
<issue>1</issue>
<elocation-id>14</elocation-id>
<history>
<date date-type="received"><day>05</day><month>06</month><year>2025</year></date>
<date date-type="accepted"><day>17</day><month>10</month><year>2025</year></date>
</history>
<permissions>
<copyright-statement>Copyright: &#x00A9; 2025 Shi et al.</copyright-statement>
<copyright-year>2025</copyright-year>
<license license-type="open-access">
<license-p>This is an open access article distributed under the terms of the <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by-nc-nd/4.0/">Creative Commons Attribution-NonCommercial-NoDerivs License</ext-link>, which permits use and distribution in any medium, provided the original work is properly cited, the use is non-commercial and no modifications or adaptations are made.</license-p></license>
</permissions>
<abstract>
<p>Esophageal neuroendocrine carcinoma (ENEC) is a rare and highly aggressive gastrointestinal malignancy with a markedly worse prognosis compared with other pathological types of esophageal cancer. The present study aimed to provide a systematic review of the pathological features, diagnostic strategies and advances in stratified treatment of ENEC, with a focus on current therapeutic approaches. The management of ENEC requires a multimodal approach. Among these modalities, surgery remains the cornerstone for achieving long-term survival. For patients with initially unresectable disease, neoadjuvant therapy can convert cases to a resectable status. Additionally, combined chemoradiotherapy has been demonstrated to markedly improve survival rates. Beyond conventional treatments, the potential of targeted therapy in combination with chemotherapy has been suggested, and the synergy between immune checkpoint inhibitors and either radiotherapy or targeted drugs has achieved long-term remission in certain cases.</p>
</abstract>
<kwd-group>
<kwd>esophageal neuroendocrine carcinoma</kwd>
<kwd>surgery</kwd>
<kwd>chemotherapy</kwd>
<kwd>radiotherapy</kwd>
<kwd>targeted therapy</kwd>
<kwd>immunotherapy</kwd>
</kwd-group>
<funding-group>
<funding-statement><bold>Funding:</bold> No funding was received.</funding-statement>
</funding-group>
</article-meta>
</front>
<body>
<sec sec-type="intro">
<label>1.</label>
<title>Introduction</title>
<p>Neuroendocrine neoplasms (NENs) are tumors with neuroendocrine differentiation and expression of neuroendocrine markers, which can occur in various organs; however, they most commonly in the gastrointestinal tract, accounting for 55&#x2013;70&#x0025; of all NEN cases (<xref rid="b1-ol-31-1-15367" ref-type="bibr">1</xref>). Esophageal neuroendocrine carcinoma (ENEC) is a rare subtype within digestive tract NENs, comprising only 0.4&#x2013;1&#x0025; of gastroenteropancreatic NENs. ENEC is highly aggressive, prone to widespread metastasis and has a markedly worse prognosis compared with other common types of esophageal cancer, such as squamous cell carcinoma and adenocarcinoma (<xref rid="b2-ol-31-1-15367" ref-type="bibr">2</xref>).</p>
<p>Epidemiological studies have indicated that ENEC is more common in middle-aged and elderly men, and that it shows geographical clustering with higher incidence rates in certain regions, such as East Asia (including in China and Japan) (<xref rid="b2-ol-31-1-15367" ref-type="bibr">2</xref>,<xref rid="b3-ol-31-1-15367" ref-type="bibr">3</xref>). The risk factors for ENEC partially overlap with those of esophageal squamous cell carcinoma (ESCC), such as smoking, alcohol consumption, and a diet characterized by the frequent consumption of foods and beverages at very high temperatures (&#x003E;65&#x00B0;C has been classified as probably carcinogenic to humans by the International Agency for Research on Cancer) (<xref rid="b4-ol-31-1-15367" ref-type="bibr">4</xref>), which may induce DNA damage and epigenetic changes in the esophageal mucosa (<xref rid="b5-ol-31-1-15367" ref-type="bibr">5</xref>,<xref rid="b6-ol-31-1-15367" ref-type="bibr">6</xref>). Certain patients with ENEC also present with Barrett&#x0027;s esophagus, which suggests that chronic inflammation might drive neuroendocrine differentiation through abnormal proliferative signaling pathways (<xref rid="b7-ol-31-1-15367" ref-type="bibr">7</xref>).</p>
<p>ENEC exhibits high biological heterogeneity. Early studies have suggested that it originates from amine precursor uptake and decarboxylation cells in the esophageal mucosa, derived from the neuroectoderm (<xref rid="b8-ol-31-1-15367" ref-type="bibr">8</xref>,<xref rid="b9-ol-31-1-15367" ref-type="bibr">9</xref>). However, more recent research has proposed that it likely originates from pluripotent basal epithelial stem cells in the esophagus, which can differentiate into squamous or glandular epithelium under normal conditions but may aberrantly differentiate into NEC under epigenetic or microenvironmental pressure, forming mixed tumors (<xref rid="b10-ol-31-1-15367" ref-type="bibr">10</xref>).</p>
<p>The present review particularly focuses on ENEC due to its distinct clinicopathological features and highly aggressive biological behavior. This focused approach is predicated on the distinct clinicopathological and molecular features of ENEC, which are justified by the fundamental differences between ENEC and other gastrointestinal NECs, particularly gastric NEC (GNEC). First, ENEC and GNEC possess unique molecular profiles; ENECs are characterized by a high frequency of co-mutations in tumor protein 53 and retinoblastoma gene 1, resembling small cell lung cancer, whereas GNECs exhibit considerable heterogeneity with alterations in genes such as low-density lipoprotein receptor-related protein 1B and dysregulation of pathways such as Wnt/&#x03B2;-catenin (<xref rid="b11-ol-31-1-15367" ref-type="bibr">11</xref>). Second, they arise from different epidemiological origins; ENEC shares strong associations with risk factors for ESCC (for example, smoking and alcohol) (<xref rid="b12-ol-31-1-15367" ref-type="bibr">12</xref>), whereas GNEC is often associated with chronic atrophic gastritis analogous to gastric adenocarcinoma (<xref rid="b13-ol-31-1-15367" ref-type="bibr">13</xref>). Notably, ENEC is associated with a markedly worse prognosis compared with GNEC, as confirmed by large-scale database analyses (<xref rid="b3-ol-31-1-15367" ref-type="bibr">3</xref>). Current evidence for the management of ENEC is often extrapolated from small cell lung cancer or aggregated with other NECs, underscoring the need for this particular synthesis of ENEC-specific data to provide clinicians with a nuanced overview of contemporary management and potential future directions.</p>
<p>While the seminal review by Ma <italic>et al</italic> (<xref rid="b1-ol-31-1-15367" ref-type="bibr">1</xref>) provided a key foundation to understand ENEC, the subsequent 8 years (2017&#x2013;2025) have witnessed a paradigm shift in its management, which forms the core contribution of current research. The present review synthesizes these recent advances, which include the successful application of immune checkpoint inhibitors (for example, nivolumab and camrelizumab) (<xref rid="b14-ol-31-1-15367" ref-type="bibr">14</xref>&#x2013;<xref rid="b16-ol-31-1-15367" ref-type="bibr">16</xref>), the emergence of combination immunotherapy strategies targeting cytotoxic T-lymphocyte-associated protein 4 (CTLA-4) and programmed cell death protein-1 (PD-1) (<xref rid="b17-ol-31-1-15367" ref-type="bibr">17</xref>,<xref rid="b18-ol-31-1-15367" ref-type="bibr">18</xref>), and novel regimens combining anti-angiogenic tyrosine kinase inhibitors (TKIs) with immunotherapy (for example, anlotinib plus camrelizumab) (<xref rid="b19-ol-31-1-15367" ref-type="bibr">19</xref>&#x2013;<xref rid="b21-ol-31-1-15367" ref-type="bibr">21</xref>). The present review also provides a key evaluation of refined chemotherapeutic approaches, such as the validation of folinic acid &#x002B; fluorouracil &#x002B; irinotecan (FOLFIRI) in second-line settings (<xref rid="b22-ol-31-1-15367" ref-type="bibr">22</xref>,<xref rid="b23-ol-31-1-15367" ref-type="bibr">23</xref>) and the exploration of modified folinic acid &#x002B; fluorouracil &#x002B; irinotecan &#x002B; oxaliplatin (mFOLFIRINOX, which typically involves dose adjustments of the constituent drugs to improve tolerability) (<xref rid="b22-ol-31-1-15367" ref-type="bibr">22</xref>), moving beyond the traditional platinum-etoposide (EP) backbone. Furthermore, to translate evidence into practice, the present review offers structured guidance for clinicians, incorporating insights from recent trials (<xref rid="b24-ol-31-1-15367" ref-type="bibr">24</xref>&#x2013;<xref rid="b26-ol-31-1-15367" ref-type="bibr">26</xref>) and summaries of ongoing clinical studies (for example, NCT04325425 and NCT04169672) (<xref rid="b21-ol-31-1-15367" ref-type="bibr">21</xref>,<xref rid="b26-ol-31-1-15367" ref-type="bibr">26</xref>). This comprehensive and up-to-date review aimed to equip clinicians with the knowledge to navigate the rapidly evolving therapeutic landscape of this aggressive malignancy in the future.</p>
</sec>
<sec>
<label>2.</label>
<title>Pathological features and diagnosis</title>
<sec>
<title/>
<sec>
<title>Pathological classification</title>
<p>According to the 2019 World Health Organization classification of digestive system NENs (<xref rid="b27-ol-31-1-15367" ref-type="bibr">27</xref>), NENs are classified into well-differentiated neuroendocrine tumors (NETs), poorly differentiated NECs and mixed neuroendocrine-non-NENs (MiNENs). NETs are graded G1 to G3 based on mitotic count and Ki-67 index (<xref rid="b27-ol-31-1-15367" ref-type="bibr">27</xref>). NECs are divided into small cell NEC (SCNEC) and large cell NEC (LCNEC), with SCNEC accounting for &#x007E;90&#x0025; of all ENEC cases. Grossly, NECs often present as invasive submucosal masses or ulcerative lesions with esophageal lumen narrowing (<xref rid="b28-ol-31-1-15367" ref-type="bibr">28</xref>). Histologically, SCNEC exhibits oat cell-like nests with necrosis, whereas LCNEC features vesicular nuclei, prominent nucleoli and rosette structures. MiNENs contain &#x2265;30&#x0025; neuroendocrine components and may also exhibit adenocarcinoma or squamous differentiation (<xref rid="b29-ol-31-1-15367" ref-type="bibr">29</xref>). In China, MiNENs are usually squamous-dominant, whereas in Western countries, they often coexist with adenocarcinoma (<xref rid="b30-ol-31-1-15367" ref-type="bibr">30</xref>) (<xref rid="tI-ol-31-1-15367" ref-type="table">Table I</xref>).</p>
</sec>
<sec>
<title>Diagnosis</title>
<p>Pathological confirmation of NENs necessitates a multimodal diagnostic approach. Immunohistochemically, synaptophysin (Syn) exhibits high sensitivity (&#x003E;95&#x0025;) and is expressed in virtually all NENs. Chromogranin A (CgA) is more specific but less expressed in poorly differentiated NECs, requiring additional markers such as CD56 and neuron-specific enolase (<xref rid="b31-ol-31-1-15367" ref-type="bibr">31</xref>). Insulinoma-associated protein 1, a sensitive and specific nuclear marker for neuroendocrine differentiation, is increasingly used in diagnostic panels, particularly when conventional markers are equivocal (<xref rid="b31-ol-31-1-15367" ref-type="bibr">31</xref>&#x2013;<xref rid="b33-ol-31-1-15367" ref-type="bibr">33</xref>). However, the interpretation of immunohistochemical markers in NECs poses notable challenges. Key interpretative pitfalls include: i) Heterogeneous or weak expression levels of Syn and CgA in poorly differentiated tumors, which may lead to false-negative diagnoses; ii) non-specific staining of CD56 observed in a range of non-neuroendocrine malignancies, such as small cell lung carcinoma, lymphoma, melanoma and certain types of sarcoma; and iii) highly variable expression patterns in MiNENs, underscoring the necessity of extensive tumor sampling and the application of a comprehensive antibody panel to prevent misclassification (<xref rid="b32-ol-31-1-15367" ref-type="bibr">32</xref>).</p>
<p>Imaging features of ENEC markedly overlap with ESCC and esophageal adenocarcinoma (EAC), making radiological distinction challenging. Specifically, ENEC typically presents on X-ray barium swallow as irregular mucosal destruction, strictures or filling defects, similar to the appearances seen in ESCC and EAC. On CT and enhanced CT, ENEC commonly manifests as focal or circumferential wall thickening with heterogeneous enhancement, patterns that are also frequently observed in advanced ESCC and EAC. For ENEC, enhanced CT is crucial for assessing primary tumor location, local invasion and distant metastasis (particularly to the liver), with reported sensitivity for detecting liver metastases reaching up to 79&#x0025; (<xref rid="b34-ol-31-1-15367" ref-type="bibr">34</xref>,<xref rid="b35-ol-31-1-15367" ref-type="bibr">35</xref>). Furthermore, endoscopic ultrasound accurately assesses tumor origin, size and invasion depth, although it cannot reliably differentiate ENEC from ESCC or EAC based solely on imaging characteristics (<xref rid="b34-ol-31-1-15367" ref-type="bibr">34</xref>). PET-CT is used for staging and recurrence detection (<xref rid="b36-ol-31-1-15367" ref-type="bibr">36</xref>). Somatostatin receptor (SSTR) scintigraphy, using 111In-labeled octreotide, is more sensitive for the detection of well-differentiated NETs and their metastases (particularly in the liver and lungs). The sensitivity of SSTR scintigraphy for poorly differentiated NECs is generally lower due to reduced or absent SSTR expression (<xref rid="b37-ol-31-1-15367" ref-type="bibr">37</xref>).</p>
<p>The assessment of SSTR expression via functional imaging also has potential therapeutic implications. Peptide receptor radionuclide therapy (PRRT), such as <sup>177</sup>Lu-oxodotreotide, is a well-established treatment option for well-differentiated, SSTR<sup>&#x002B;</sup> NETs (<xref rid="b38-ol-31-1-15367" ref-type="bibr">38</xref>). However, to the best of our knowledge, its role in poorly differentiated NECs, including ENEC, remains limited and non-standard; this is primarily due to the frequent absence or low density of SSTR expression in poorly differentiated NECs, which precludes the use of SSTR-targeted therapies (<xref rid="b36-ol-31-1-15367" ref-type="bibr">36</xref>). Therefore, patient selection for PRRT in high-grade disease hinges on demonstrating adequate SSTR expression on functional imaging, a finding that is uncommon in NEC. Although anecdotal case reports exist (<xref rid="b38-ol-31-1-15367" ref-type="bibr">38</xref>,<xref rid="b39-ol-31-1-15367" ref-type="bibr">39</xref>), robust clinical trial data supporting the efficacy of PRRT in ENEC are currently lacking.</p>
</sec>
</sec>
</sec>
<sec>
<label>3.</label>
<title>Treatment strategies</title>
<p>The management of ENEC involves a multimodal approach, including surgery, platinum-based chemotherapy, radiotherapy, targeted therapy and immunotherapy (<xref rid="f1-ol-31-1-15367" ref-type="fig">Fig. 1</xref>).</p>
<sec>
<title/>
<sec>
<title>Endoscopic treatment</title>
<p>Endoscopic submucosal dissection (ESD) can be considered for highly selected cases of early ENEC confined to the mucosa (Tis or T1a according to the American Joint Committee on Cancer TNM staging system, 8th edition) (<xref rid="b40-ol-31-1-15367" ref-type="bibr">40</xref>) with a diameter of &#x003C;1 cm (<xref rid="b41-ol-31-1-15367" ref-type="bibr">41</xref>). Although rare, such early cases have been successfully treated with ESD. Case reports have described patients achieving long-term disease-free survival following ESD without adjuvant therapy (<xref rid="b42-ol-31-1-15367" ref-type="bibr">42</xref>,<xref rid="b43-ol-31-1-15367" ref-type="bibr">43</xref>). For example, Fukui <italic>et al</italic> (<xref rid="b42-ol-31-1-15367" ref-type="bibr">42</xref>) documented a patient with pT1a ENEC (muscularis mucosae invasion) who declined adjuvant therapy post-ESD and remained recurrence-free during the 15-month follow-up. Similarly, Cheng <italic>et al</italic> (<xref rid="b43-ol-31-1-15367" ref-type="bibr">43</xref>) reported a 3-year disease-free survival in a case of NEC arising at the esophagogastric junction without lymphovascular invasion, treated solely by ESD.</p>
</sec>
<sec>
<title>Neoadjuvant and/or adjuvant combined surgery</title>
<p>Multimodal therapy combining neoadjuvant and/or adjuvant therapy with surgery is standard for locally advanced ENEC. Patients with resectable tumors and no lymph node metastasis may undergo surgery first, followed by adjuvant chemoradiotherapy if necessary (<xref rid="b13-ol-31-1-15367" ref-type="bibr">13</xref>). For initially unresectable cases, neoadjuvant therapy may enable surgery (<xref rid="b1-ol-31-1-15367" ref-type="bibr">1</xref>). Previous studies have suggested that neoadjuvant chemoradiotherapy followed by surgery markedly improves median overall survival (mOS) compared with surgery or chemoradiotherapy alone (<xref rid="b44-ol-31-1-15367" ref-type="bibr">44</xref>&#x2013;<xref rid="b46-ol-31-1-15367" ref-type="bibr">46</xref>).</p>
<p>In patients with initially unresectable locally advanced ENEC, neoadjuvant therapy may facilitate surgical conversion, followed by personalized adjuvant regimens (<xref rid="b47-ol-31-1-15367" ref-type="bibr">47</xref>). A multicenter trial by Shapiro <italic>et al</italic> (<xref rid="b48-ol-31-1-15367" ref-type="bibr">48</xref>) demonstrated that neoadjuvant chemoradiotherapy combined with surgery markedly improved mOS in locally advanced ESCC (81.6 vs. 21.1 months) and adenocarcinoma (43.2 vs. 27.1 months), establishing this approach as the standard of care. Although ENEC was not included in this previous study, extrapolation of these principles supports guideline recommendations. The Clinical Practice Guidelines for Gastrointestinal and Pancreatic Neuroendocrine Tumors conditionally endorse neoadjuvant chemotherapy for borderline resectable ENEC (<xref rid="b49-ol-31-1-15367" ref-type="bibr">49</xref>).</p>
<p>A previous systematic review revealed notably increased survival outcomes with perioperative chemotherapy (neoadjuvant, 31 months; adjuvant, 25 months) versus surgery alone (9 months) in stage I&#x2013;III ENEC, although no notable difference existed between the adjuvant and neoadjuvant groups (<xref rid="b50-ol-31-1-15367" ref-type="bibr">50</xref>). Notably, adding radiotherapy to neoadjuvant chemotherapy enhances surgical resectability and pathological complete response rates but does not improve survival (<xref rid="b13-ol-31-1-15367" ref-type="bibr">13</xref>). Awada <italic>et al</italic> (<xref rid="b51-ol-31-1-15367" ref-type="bibr">51</xref>) documented a case of poorly differentiated ENEC treated with neoadjuvant chemoradiotherapy and surgery, achieving &#x003E;5 years of survival.</p>
</sec>
<sec>
<title>Radiation therapy</title>
<p>For patients with locally advanced, inoperable ENEC tumors, definitive chemoradiotherapy is recommended (<xref rid="b52-ol-31-1-15367" ref-type="bibr">52</xref>). Treatment plans should be based on the extent of invasion and lymph node involvement. Combined chemoradiotherapy yields a 3-year survival rate of &#x007E;31.6&#x0025; (<xref rid="b53-ol-31-1-15367" ref-type="bibr">53</xref>). A Japanese retrospective study further supported chemoradiotherapy as a viable option for locally advanced ENEC (<xref rid="b45-ol-31-1-15367" ref-type="bibr">45</xref>). However, unlike in limited-stage small cell lung cancer where it is a standard of care, prophylactic brain irradiation is not routinely recommended due to the low incidence of brain metastases in ENEC (<xref rid="b3-ol-31-1-15367" ref-type="bibr">3</xref>).</p>
</sec>
</sec>
</sec>
<sec>
<label>4.</label>
<title>Chemotherapy</title>
<sec>
<title/>
<sec>
<title>First-line treatment</title>
<p>For advanced ENEC, systemic chemotherapy remains essential (<xref rid="b46-ol-31-1-15367" ref-type="bibr">46</xref>). First-line regimens are platinum-based doublets, either etoposide &#x002B; platinum (EP) or irinotecan &#x002B; platinum (IP). Capecitabine with temozolomide (CAPTEM), folinic acid &#x002B; fluorouracil &#x002B; oxaliplatin (FOLFOX), FOLFIRI and FOLFIRINOX have also demonstrated activity (<xref rid="tII-ol-31-1-15367" ref-type="table">Table II</xref>) (<xref rid="b54-ol-31-1-15367" ref-type="bibr">54</xref>). Previous studies have reported variable response rates [objective response rate (ORR), 14&#x2013;75&#x0025;] and a median progression-free survival (PFS) time of 1.8&#x2013;8.9 months (<xref rid="b25-ol-31-1-15367" ref-type="bibr">25</xref>,<xref rid="b54-ol-31-1-15367" ref-type="bibr">54</xref>&#x2013;<xref rid="b56-ol-31-1-15367" ref-type="bibr">56</xref>).</p>
<p>The EP or etoposide and carboplatin (EC) regimen is widely used in NEC, while IP demonstrates comparable efficacy but distinct toxicity profiles. Retrospective studies have indicated variable response rates (ORR, 14&#x2013;75&#x0025;) and a median PFS time of 1.8&#x2013;8.9 months (<xref rid="b57-ol-31-1-15367" ref-type="bibr">57</xref>). The phase III JCOG1213 TOPIC-NEC trial identified no notable difference in mOS between EP and IP regimens (EP group, 12.5 months vs. IP group, 10.9 months). The ENEC subgroup (15.5&#x0025; in EP vs. 9.3&#x0025; in IP) demonstrated no clear advantage in overall survival compared with the IP regimen. Toxicity profiles differed; for example, neutropenia occurred in 90&#x0025; of patients treated with EP, whereas diarrhea affected &#x007E;50&#x0025; of patients treated with IP, necessitating regimen selection based on individual tolerance (<xref rid="b25-ol-31-1-15367" ref-type="bibr">25</xref>). For patients who are cisplatin-intolerant, the EC regimen serves as an alternative, indicating efficacy comparable to EP (<xref rid="b58-ol-31-1-15367" ref-type="bibr">58</xref>). Notably, patients with Ki-67 &#x003E;55&#x0025; exhibit lower ORR to platinum-based chemotherapy but improved survival, a paradoxical phenomenon requiring further mechanistic study and context-specific clinical strategies (<xref rid="b59-ol-31-1-15367" ref-type="bibr">59</xref>).</p>
<p>Despite high response rates, the short PFS of first-line platinum-based regimens has prompted exploration of alternative therapies. It is important to distinguish high-grade NENs here; while the CAPTEM regimen is an option for advanced well-differentiated G3 NET (neoplasia), it is not a standard first-line therapy for poorly differentiated NEC. The role of CAPTEM has primarily been explored in later-line settings (<xref rid="b24-ol-31-1-15367" ref-type="bibr">24</xref>,<xref rid="b60-ol-31-1-15367" ref-type="bibr">60</xref>). Trials such as NCT04325425 are ongoing to compare mFOLFIRINOX and EP regimens (<xref rid="b61-ol-31-1-15367" ref-type="bibr">61</xref>). FOLFOX and FOLFIRI are being evaluated as alternatives or second-line regimens, with varying degrees of disease control (<xref rid="b62-ol-31-1-15367" ref-type="bibr">62</xref>&#x2013;<xref rid="b64-ol-31-1-15367" ref-type="bibr">64</xref>). These exhibit antitumor activity in NEC; however, to the best of our knowledge, randomized prospective phase II studies remain limited and no international consensus exists. In a previous study by Merola <italic>et al</italic> (<xref rid="b65-ol-31-1-15367" ref-type="bibr">65</xref>) involving 72 patients with advanced cases (44.5&#x0025; NET; 55.5&#x0025; NEC), FOLFOX achieved a disease control rate (DCR) of 75&#x0025; and mPFS of 8 months, with first-line DCR reaching 91.3&#x0025; (mPFS, 10 months) and manageable toxicity. Extended treatment cycles were recommended for well-tolerated patients. Du <italic>et al</italic> (<xref rid="b66-ol-31-1-15367" ref-type="bibr">66</xref>) reported a DCR of 91&#x0025; for FOLFIRI in 11 metastatic gastrointestinal NEC cases. An early small-sample study (n=8) of FOLFIRINOX demonstrated an ORR of 46&#x0025; and mOS of 17.8 months in first-line treatment (<xref rid="b61-ol-31-1-15367" ref-type="bibr">61</xref>). A mFOLFIRINOX regimen (n=35) achieved an ORR of 77&#x0025; (mOS, 20.6 months), although severe toxicity in female patients warrants caution (<xref rid="b22-ol-31-1-15367" ref-type="bibr">22</xref>). Most of these aforementioned studies were retrospective with small sample sizes (n, 8&#x2013;72), which warrants the validation of FOLFOX efficacy. The ongoing randomized phase II trial NCT04325425 comparing mFOLFIRINOX and EP regimens may provide higher-level evidence for first-line NEC treatment (<xref rid="b26-ol-31-1-15367" ref-type="bibr">26</xref>).</p>
</sec>
<sec>
<title>Second and multiple lines of treatment</title>
<p>Second-line treatments have demonstrated limited effectiveness (ORR, &#x007E;18&#x0025;) (<xref rid="b56-ol-31-1-15367" ref-type="bibr">56</xref>). Platinum rechallenge is considered for patients with progression &#x003E;6 months after first-line therapy (<xref rid="b67-ol-31-1-15367" ref-type="bibr">67</xref>). Irinotecan-based (FOLFIRI) and oxaliplatin-based (FOLFOX) regimens are used in platinum-resistant cases (<xref rid="b62-ol-31-1-15367" ref-type="bibr">62</xref>,<xref rid="b64-ol-31-1-15367" ref-type="bibr">64</xref>). Temozolomide-based regimens have exhibited modest activity, particularly in O6-methylguanine-DNA methyltransferase (MGMT)-deficient tumors. Randomized trials are ongoing to refine second-line therapy strategies. <xref rid="tIII-ol-31-1-15367" ref-type="table">Table III</xref> compares the main second-line chemotherapy regimens.</p>
</sec>
<sec>
<title>Platinum rechallenge</title>
<p>Current consensus, as reflected in international guidelines such as those from the National Comprehensive Cancer Network (NCCN) and expert group recommendations, recommends regimen selection based on the duration of response to first-line chemotherapy (<xref rid="b67-ol-31-1-15367" ref-type="bibr">67</xref>,<xref rid="b68-ol-31-1-15367" ref-type="bibr">68</xref>). Patients with a time to progression of &#x003E;6 months may consider EP rechallenge, whereas those with a time to progression of &#x2264;6 months may benefit from regimens such as FOLFIRI or CAPTEM (<xref rid="b67-ol-31-1-15367" ref-type="bibr">67</xref>). Platinum-based rechallenge strategies have achieved ORRs of 17 and 31&#x0025; in extrapulmonary NEC (<xref rid="b55-ol-31-1-15367" ref-type="bibr">55</xref>,<xref rid="b69-ol-31-1-15367" ref-type="bibr">69</xref>). In a nationwide multicenter study by Hadoux <italic>et al</italic> (<xref rid="b70-ol-31-1-15367" ref-type="bibr">70</xref>), platinum rechallenge chemotherapy demonstrated a DCR of 62&#x0025; (mPFS, 3.2 months; mOS, 11.7 months). Patients with relapse-free intervals &#x2265;3 months after first-line EP chemotherapy who received rechallenge therapy had markedly longer mOS (12 vs. 5.9 months). However, ENEC-specific subgroup analyses were lacking.</p>
</sec>
<sec>
<title>FOLFIRI program</title>
<p>Irinotecan-based regimens have been demonstrated to have heterogeneous efficacy. Previous studies have reported DCRs of 62&#x2013;80&#x0025; with FOLFIRI after platinum resistance (mPFS, 4&#x2013;5.8 months; mOS, 11&#x2013;18 months) (<xref rid="b62-ol-31-1-15367" ref-type="bibr">62</xref>,<xref rid="b63-ol-31-1-15367" ref-type="bibr">63</xref>). The PRODIGE 41-BEVANEC study validated FOLFIRI as a second-line option but identified no added benefit with bevacizumab (<xref rid="b23-ol-31-1-15367" ref-type="bibr">23</xref>). By contrast, Bardasi <italic>et al</italic> (<xref rid="b71-ol-31-1-15367" ref-type="bibr">71</xref>) demonstrated a lower DCR (44.1&#x0025;; mOS, 5.9 months; mPFS, 4.4 months), highlighting discrepancies possibly due to study design or population characteristics. While FOLFIRI remains feasible after EP failure, its efficacy requires confirmation in prospective trials with controlled confounding factors. The NET-02 trial (n=102) compared liposomal irinotecan &#x002B; 5-fluorouracil versus docetaxel in extrapulmonary NEC. Although no notable difference in mPFS or mOS was observed, the 6-month PFS rate doubled (29.6 vs. 13.8&#x0025;), suggesting subgroup benefits. The trial failed its primary endpoint, Therefore, the potential advantage of the liposomal irinotecan combination regimen over docetaxel remains to be fully elucidated (<xref rid="b72-ol-31-1-15367" ref-type="bibr">72</xref>).</p>
</sec>
<sec>
<title>FOLFOX program</title>
<p>A retrospective study by Hadoux <italic>et al</italic> (<xref rid="b64-ol-31-1-15367" ref-type="bibr">64</xref>) demonstrated antitumor activity of FOLFOX as second- or third-line therapy in EP-refractory patients, with a DCR of 64&#x0025; and &#x003C;30&#x0025; incidence of major hematological toxicity. These findings suggested that FOLFOX may offer survival benefits with manageable toxicity for aggressive ENEC lacking backline options.</p>
</sec>
<sec>
<title>CAPTEM program</title>
<p>Temozolomide efficacy remains debatable. Retrospective studies have reported an ORR of 26&#x0025; and mOS of 22 months with CAPTEM in high-grade gastroenteropancreatic NEC after first-line failure (<xref rid="b60-ol-31-1-15367" ref-type="bibr">60</xref>,<xref rid="b73-ol-31-1-15367" ref-type="bibr">73</xref>). However, a prospective phase II study of temozolomide monotherapy (B160101021) demonstrated a lower ORR and mOS with an mPFS of 1.8 months, albeit with minimal toxicity (<xref rid="b74-ol-31-1-15367" ref-type="bibr">74</xref>). Notably, MGMT-deficient patients exhibited partial responses, suggesting that MGMT deficiency may serve as a potential predictive biomarker for sensitivity to temozolomide-based chemotherapy. The recent NCT04122911 trial reported improved outcomes (mPFS, 5.86 months; mOS, 12.1 months) for second-line temozolomide (<xref rid="b75-ol-31-1-15367" ref-type="bibr">75</xref>). These findings indicate modest efficacy and manageable toxicity, particularly in combination or MGMT-deficient subgroups.</p>
<p>The NCT03387592 trial compared CAPTEM and FOLFIRI in metastatic NEC. At 12 weeks, DCRs were 39.1&#x0025; (CAPTEM) and 28.0&#x0025; (FOLFIRI), with no notable difference in 12-month survival (28.4 vs. 32.4&#x0025;). Both regimens demonstrated mild toxicity (&#x003C;35&#x0025; incidence). High microRNA expression was associated with poor prognosis, offering insights for stratification. Early termination of the trial (n=53) limited conclusions, but safety and similar antitumor activity were confirmed (<xref rid="b76-ol-31-1-15367" ref-type="bibr">76</xref>).</p>
</sec>
<sec>
<title>Topoisomerase I inhibitors</title>
<p>Topoisomerase I inhibitor monotherapy lacks notable efficacy in multiple studies and is not recommended in in major oncology guidelines, such as the NCCN Guidelines for Neuroendocrine and Adrenal Tumors (<xref rid="b26-ol-31-1-15367" ref-type="bibr">26</xref>,<xref rid="b68-ol-31-1-15367" ref-type="bibr">68</xref>). The NCT02457273 trial evaluated the novel camptothecin analog TLC388 in EP-refractory metastatic NEC, demonstrating a DCR of 15&#x0025; (mPFS, 1.8 months; mOS, 4.3 months). The trial was halted due to unmet efficacy endpoints. However, MutS homolog 6 mutations (40&#x0025; of samples) in the studied cohort of poorly differentiated NEC (including cases from various primary sites) have been associated with tumor mutational burden, thus suggesting potential for targeted therapies (<xref rid="b77-ol-31-1-15367" ref-type="bibr">77</xref>).</p>
</sec>
</sec>
</sec>
<sec>
<label>5.</label>
<title>Targeted therapy</title>
<p>Targeted therapy inhibits tumor growth and proliferation by interfering with specific molecular targets. While molecular-targeted drugs are approved for various solid tumors, such as non-small cell lung cancer, breast cancer and renal cell carcinoma (<xref rid="b78-ol-31-1-15367" ref-type="bibr">78</xref>&#x2013;<xref rid="b80-ol-31-1-15367" ref-type="bibr">80</xref>), their efficacy in NEC remains to be elucidated. Current research focuses on mammalian target of rapamycin (mTOR) inhibitors and anti-angiogenic agents. It is considered that with the continuous development of research, traditional treatment combined with targeted therapy may provide hope for patients in the future.</p>
<sec>
<title/>
<sec>
<title>mTOR inhibitors</title>
<p>mTOR, a key kinase regulating cell proliferation, metabolism and angiogenesis, promotes tumor progression and represents a potential therapeutic target. Everolimus, an mTOR inhibitor, has demonstrated limited efficacy as monotherapy in phase II trials (mPFS, 1.2&#x2013;1.3 months), but has shown enhanced antitumor activity in combination regimens (<xref rid="b81-ol-31-1-15367" ref-type="bibr">81</xref>,<xref rid="b82-ol-31-1-15367" ref-type="bibr">82</xref>). The NCT02695459 study reported that everolimus combined with cisplatin was effective as first-line therapy for advanced extrapulmonary NEC, which improved quality of life by avoiding etoposide-related side effects. Subgroup analysis identified three patients with sustained remission &#x003E;1 year, suggesting there may be molecular predictors of sensitivity that remain to be identified; however, their specific identities remain to be elucidated due to a lack of correlative biomarker analysis in the trial (<xref rid="b83-ol-31-1-15367" ref-type="bibr">83</xref>). Similarly, NCT01317615 reported that everolimus combined with carboplatin and paclitaxel was effective and well-tolerated in metastatic lung LCNEC (<xref rid="b84-ol-31-1-15367" ref-type="bibr">84</xref>). In contrast to the potential benefits of mTOR inhibitors, trials such as PRODIGE 41-BEVANEC did not report notable survival benefits from the addition of bevacizumab to FOLFIRI (<xref rid="b85-ol-31-1-15367" ref-type="bibr">85</xref>).</p>
</sec>
<sec>
<title>Antitumor neovascular drugs</title>
<p>Bevacizumab, an anti-angiogenic agent, exhibits variable efficacy in NEN. Early retrospective studies have suggested that bevacizumab combined with temozolomide may provide benefits for patients with poorly differentiated NEC, although incomplete data have limited conclusions (<xref rid="b23-ol-31-1-15367" ref-type="bibr">23</xref>,<xref rid="b73-ol-31-1-15367" ref-type="bibr">73</xref>). The PRODIGE 41-BEVANEC trial (NCT02820857) identified no survival difference between FOLFIRI with or without bevacizumab in platinum-resistant gastrointestinal-pancreatic NEC (6-month OS, 53 vs. 60&#x0025;) (<xref rid="b23-ol-31-1-15367" ref-type="bibr">23</xref>). This may reflect the high Ki-67 index (&#x003E;55&#x0025;) and complex angiogenesis of NEC compared with vascular-dependent NET (G1-G2), which may demonstrate improved response to bevacizumab. Retrospective studies have supported combining bevacizumab with FOLFIRI, FOLFOX, FOLFIRINOX or temozolomide for NET (<xref rid="b23-ol-31-1-15367" ref-type="bibr">23</xref>,<xref rid="b85-ol-31-1-15367" ref-type="bibr">85</xref>).</p>
</sec>
</sec>
</sec>
<sec>
<label>6.</label>
<title>Immunotherapy</title>
<p>Checkpoint inhibitors [PD-1, programmed cell death-ligand 1 (PD-L1) and CTLA-4] offer potential but lack large-scale ENEC-specific evidence (<xref rid="b72-ol-31-1-15367" ref-type="bibr">72</xref>). Case reports have described complete remission (CR) when combining immunotherapy with radiotherapy or targeted agents, such as anlotinib or apatinib (<xref rid="b14-ol-31-1-15367" ref-type="bibr">14</xref>,<xref rid="b15-ol-31-1-15367" ref-type="bibr">15</xref>,<xref rid="b19-ol-31-1-15367" ref-type="bibr">19</xref>,<xref rid="b20-ol-31-1-15367" ref-type="bibr">20</xref>). Dual immunotherapy (for example, nivolumab &#x002B; ipilimumab) demonstrates promise in high-grade NENs (<xref rid="b17-ol-31-1-15367" ref-type="bibr">17</xref>,<xref rid="b18-ol-31-1-15367" ref-type="bibr">18</xref>).</p>
<sec>
<title/>
<sec>
<title>Immunotherapy combined with radiotherapy</title>
<p>Takagi <italic>et al</italic> (<xref rid="b14-ol-31-1-15367" ref-type="bibr">14</xref>) reported complete response in a patient with metastatic ENEC treated with nivolumab and radiotherapy, maintaining relapse-free survival for 42 months despite &#x2264;1&#x0025; PD-L1 expression, which suggests radiotherapy may modulate the immune microenvironment. Hanzawa <italic>et al</italic> (<xref rid="b15-ol-31-1-15367" ref-type="bibr">15</xref>) described sustained disease control in unresectable esophagogastric NEC with nivolumab and radiotherapy, achieving &#x003E;4.5-year survival.</p>
</sec>
<sec>
<title>Immunotherapy combined with chemotherapy</title>
<p>Based on previous trials of extensive-stage small cell lung cancer (<xref rid="b86-ol-31-1-15367" ref-type="bibr">86</xref>&#x2013;<xref rid="b89-ol-31-1-15367" ref-type="bibr">89</xref>), immunotherapy combined with platinum-based chemotherapy has been hypothesized to benefit gastrointestinal NEC. Ongoing phase II trials (NCT03901378, NCT03147404 and NCT03352934) are evaluating pembrolizumab-chemotherapy and avelumab monotherapy. However, the NET-001/002 trial reported a DCR of only 21&#x0025; for avelumab in grade 2&#x2013;3 NEN (<xref rid="b90-ol-31-1-15367" ref-type="bibr">90</xref>), which underscores the need for optimized regimens.</p>
</sec>
<sec>
<title>Dual immunotherapy</title>
<p>Dual immunotherapy (CTLA-4 &#x002B; PD-1 inhibition) targets complementary immune pathways. The SWOG S1609 DART trial reported a 26&#x0025; ORR and 32&#x0025; 6-month PFS with ipilimumab and nivolumab in high-grade NEN, with manageable toxicity (grade 3/4 alanine aminotransferase elevation was most common) (<xref rid="b17-ol-31-1-15367" ref-type="bibr">17</xref>). The GETNE 1601 trial achieved a 36.1&#x0025; 9-month survival rate with durvalumab and tremelimumab in chemotherapy-refractory gastroenteropancreatic NEN (<xref rid="b18-ol-31-1-15367" ref-type="bibr">18</xref>). While promising, dual therapy requires caution due to potential toxicity.</p>
</sec>
<sec>
<title>Immunotherapy combined with targeted therapy</title>
<p>Combining checkpoint inhibitors with multi-target TKIs such as surufatinib, anlotinib or apatinib demonstrate promise. Previous studies have reported DCRs of &#x003E;80&#x0025; and durable remission in certain cases (<xref rid="b18-ol-31-1-15367" ref-type="bibr">18</xref>,<xref rid="b21-ol-31-1-15367" ref-type="bibr">21</xref>). The combination benefits from synergistic effects on the tumor immune microenvironment (<xref rid="b91-ol-31-1-15367" ref-type="bibr">91</xref>).</p>
<p>Sulfatinib, a multi-target kinase inhibitor [VEGF receptor VEGFR)1-3, fibroblast growth factor receptor 1 (FGFR1) and colony stimulating factor 1 receptor], approved for non-pancreatic NET in China, combined with toripalimab (PD-1 inhibitor) achieved an 80&#x0025; DCR (mPFS, 4.1 months; mOS, 13.7 months) in advanced NEC with manageable toxicity in the NCT04169672 trial (<xref rid="b21-ol-31-1-15367" ref-type="bibr">21</xref>). No further subgroup analyses were performed in this trial.</p>
<p>Camrelizumab (a PD-1 inhibitor) has demonstrated efficacy in esophageal cancer, including ENEC. In a specific trial including patients with esophageal cancer, ORRs ranging from 17.4 to 73.1&#x0025; and a mOS of 8.3 months were reported, with efficacy appearing to be influenced by PD-L1 expression and other biomarkers, such as tumor mutational burden or microsatellite instability (<xref rid="b16-ol-31-1-15367" ref-type="bibr">16</xref>). Liu <italic>et al</italic> (<xref rid="b16-ol-31-1-15367" ref-type="bibr">16</xref>) reported camrelizumab combined with apatinib (VEGFR-2 inhibitor) in third-line ENEC recurrence, achieving &#x003E;10-month PFS, which suggests that tumor microenvironment modulation enhances efficacy.</p>
<p>Anlotinib, a multi-target TKI (VEGFR, platelet-derived growth factor receptor, FGFR and c-Kit), improved survival in the ALTER 1202 trial for small cell lung cancer (<xref rid="b92-ol-31-1-15367" ref-type="bibr">92</xref>). Zhou <italic>et al</italic> (<xref rid="b19-ol-31-1-15367" ref-type="bibr">19</xref>) described a patient with metastatic ENEC achieving 29-month PFS and &#x003E;50-month OS with camrelizumab and anlotinib after chemoradiation failure, reaching CR on PET/CT.</p>
<p>Tislelizumab (PD-1 inhibitor), which has been approved for the treatment of multiple malignancies such as non-small cell lung cancer and hepatocellular carcinoma (<xref rid="b93-ol-31-1-15367" ref-type="bibr">93</xref>), combined with anlotinib in second-line metastatic ENEC achieved CR (PFS, 16 months; OS, 21 months) with minimal toxicity in an elderly patient (<xref rid="b20-ol-31-1-15367" ref-type="bibr">20</xref>).</p>
<p>Targeted-immunotherapy combinations synergistically regulate the tumor microenvironment, offering a novel strategy to overcome traditional treatment limitations. While current evidence derives from small studies or case reports (<xref rid="b14-ol-31-1-15367" ref-type="bibr">14</xref>&#x2013;<xref rid="b16-ol-31-1-15367" ref-type="bibr">16</xref>,<xref rid="b19-ol-31-1-15367" ref-type="bibr">19</xref>,<xref rid="b20-ol-31-1-15367" ref-type="bibr">20</xref>), preliminary data have suggested manageable toxicity and survival benefits. Future high-quality trials and translational research are warranted to validate efficacy and optimize personalized treatment.</p>
</sec>
<sec>
<title>Immunotherapy summary</title>
<p>Immunotherapy exploration in ENEC highlights multidimensional advances. Radiotherapy combinations may enhance efficacy by modulating the immune microenvironment. Dual immunotherapy (CTLA-4 &#x002B; PD-1 inhibition) improves ORR and survival in high-grade NEN but requires caution regarding toxicity. Chemotherapy combinations lack randomized trial validation in gastrointestinal NEC despite success in small cell lung cancer. Targeted-immunotherapy regimens remodel the tumor microenvironment, achieving survival benefits. To the best of our knowledge, current evidence is limited to small studies or case reports with heterogeneous populations and undefined biomarkers. Future efforts should prioritize prospective trials, tumor microenvironment dynamics and epigenetic analyses to establish precision treatment models and address drug resistance.</p>
</sec>
</sec>
</sec>
<sec sec-type="conclusion">
<label>7.</label>
<title>Conclusion</title>
<p>ENEC is a rare, highly aggressive gastrointestinal tumor with diagnosis dependent on pathology and treatment requiring stratified management. Endoscopic or surgical resection is preferred in early stages, although curable cases are rare. For locally advanced disease, neoadjuvant/adjuvant therapy plus surgery or chemoradiotherapy improves survival. Platinum-based chemotherapy remains first-line in advanced stages, with individualized second-line regimens. Emerging therapies, particularly immunotherapy and targeted therapies, have achieved long-term remission in individual cases. Future large-scale clinical trials are warranted to optimize molecular subtyping, refine therapeutic strategies and improve outcomes for this high-grade malignancy. Finally, although the exclusive focus on ENEC in the present review is justified by its distinct biology, the omission of direct comparisons with other gastrointestinal NECs (such as GNEC) represents a limitation. Future studies integrating multi-origin NEC data may help refine both site-specific and common therapeutic strategies.</p>
</sec>
</body>
<back>
<ack>
<title>Acknowledgements</title>
<p>The authors would like to thank Dr Fangyuan Kong (Department of Oncology, The General Hospital of Western Theater Command, Chengdu, China) for their perspectives on the multidisciplinary management of esophageal neuroendocrine carcinoma and Dr Yong Diao (Department of Oncology, The General Hospital of Western Theater Command) for sharing their clinical experience regarding immunotherapy in rare malignancies. Their specialized knowledge enhanced the clinical viewpoints presented in the present review.</p>
</ack>
<sec sec-type="data-availability">
<title>Availability of data and materials</title>
<p>Not applicable.</p>
</sec>
<sec>
<title>Authors&#x0027; contributions</title>
<p>JS and BH conceptualized the present review, curated the literature, devised the methodology and prepared the original draft. HZ and CJ contributed to the study conception and data acquisition, performed systematic literature retrieval, data extraction and validation, conducted the comparative analysis and interpretation of data from the included literature, and were responsible for the design and creation of all tables and figures. HZ and CJ also participated in drafting and critically reviewing the manuscript. LZ made substantial contributions to the conception of the work, participated in drafting the manuscript and provided critical revision for important intellectual content. Data authentication is not applicable. All authors read and approved the final manuscript.</p>
</sec>
<sec>
<title>Ethics approval and consent to participate</title>
<p>Not applicable.</p>
</sec>
<sec>
<title>Patient consent for publication</title>
<p>Not applicable.</p>
</sec>
<sec sec-type="COI-statement">
<title>Competing interests</title>
<p>The authors declare that they have no competing interests.</p>
</sec>
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</back>
<floats-group>
<fig id="f1-ol-31-1-15367" position="float">
<label>Figure 1.</label>
<caption><p>Main treatment modalities for esophageal neuroendocrine carcinoma. ESD, endoscopic submucosal dissection.</p></caption>
<alt-text>Figure 1. Main treatment modalities for esophageal neuroendocrine carcinoma. ESD, endoscopic submucosal dissection.</alt-text>
<graphic xlink:href="ol-31-01-15367-g00.tif"/>
</fig>
<table-wrap id="tI-ol-31-1-15367" position="float">
<label>Table I.</label>
<caption><p>Classification of NENs.</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th align="left" valign="bottom">Type of NEN</th>
<th align="center" valign="bottom">Morphological and molecular features</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" valign="top">NET</td>
<td/>
</tr>
<tr>
<td align="left" valign="top">&#x00A0;&#x00A0;G1</td>
<td align="left" valign="top">Mitotic count, &#x003C;2/2 mm<sup>2</sup> (or &#x003C;2/10 HPF); Ki-67 index, &#x2264;3&#x0025;</td>
</tr>
<tr>
<td align="left" valign="top">&#x00A0;&#x00A0;G2</td>
<td align="left" valign="top">Mitotic count, 2&#x2013;10/2 mm<sup>2</sup> (or 2&#x2013;20/10 HPF); Ki-67, 3&#x2013;20&#x0025;</td>
</tr>
<tr>
<td align="left" valign="top">&#x00A0;&#x00A0;G3</td>
<td align="left" valign="top">Mitotic count, &#x003E;10/2 mm<sup>2</sup> (or &#x003E;20/10 HPF); Ki-67, &#x003E;20&#x0025;</td>
</tr>
<tr>
<td align="left" valign="top">NEC</td>
<td/>
</tr>
<tr>
<td align="left" valign="top">&#x00A0;&#x00A0;Small cell NEC (accounts for</td>
<td align="left" valign="top">High mitotic count, &#x003E;10/2 mm<sup>2</sup> (or &#x003E;20/10 HPF); Ki-67, &#x003E;20&#x0025; (often &#x003E;55&#x0025;)</td>
</tr>
<tr>
<td align="left" valign="top">&#x00A0;&#x00A0;&#x007E;90&#x0025; of esophageal NEC cases)</td>
<td/>
</tr>
<tr>
<td align="left" valign="top">&#x00A0;&#x00A0;Large cell NEC</td>
<td align="left" valign="top">High mitotic count, &#x003E;10/2 mm<sup>2</sup>; Ki-67, &#x003E;20&#x0025; (often &#x003E;55&#x0025;)</td>
</tr>
<tr>
<td align="left" valign="top">MiNEN</td>
<td align="left" valign="top">Biphasic tumor with &#x2265;30&#x0025; each of neuroendocrine (NET/NEC) and non-neuroendocrine components</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn id="tfn1-ol-31-1-15367"><p>HPF, high power field; MiNEN, mixed neuroendocrine-non-NEN; NEC, neuroendocrine carcinoma; NEN, neuroendocrine neoplasm; NET, neuroendocrine tumor.</p></fn>
</table-wrap-foot>
</table-wrap>
<table-wrap id="tII-ol-31-1-15367" position="float">
<label>Table II.</label>
<caption><p>Comparison between first-line chemotherapy regimens.</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th align="left" valign="bottom">Regimen</th>
<th align="center" valign="bottom">Key data</th>
<th align="center" valign="bottom">Toxicity profile</th>
<th align="center" valign="bottom">Evidence level</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" valign="top">EP/EC</td>
<td align="left" valign="top">mOS, 12.5 months (<xref rid="b25-ol-31-1-15367" ref-type="bibr">25</xref>); ORR, 14&#x2013;75&#x0025; (<xref rid="b56-ol-31-1-15367" ref-type="bibr">56</xref>,<xref rid="b57-ol-31-1-15367" ref-type="bibr">57</xref>); mPFS, 5.36 months (<xref rid="b25-ol-31-1-15367" ref-type="bibr">25</xref>)</td>
<td align="left" valign="top">Neutropenia (90&#x0025;), anemia and thrombocytopenia</td>
<td align="left" valign="top">Guideline-recommended (<xref rid="b69-ol-31-1-15367" ref-type="bibr">69</xref>)</td>
</tr>
<tr>
<td align="left" valign="top">IP</td>
<td align="left" valign="top">mOS, 10.9 months; no notable difference vs. EP (<xref rid="b25-ol-31-1-15367" ref-type="bibr">25</xref>)</td>
<td align="left" valign="top">Diarrhea (50&#x0025;), neutropenia (60&#x0025;)</td>
<td align="left" valign="top">Phase III trial</td>
</tr>
<tr>
<td align="left" valign="top">CAPTEM</td>
<td align="left" valign="top">mOS, 12.6 months; mPFS, 2.43 months (markedly lower compared with EP) (<xref rid="b24-ol-31-1-15367" ref-type="bibr">24</xref>)</td>
<td align="left" valign="top">Grade 3/4 adverse events, 29&#x0025; (markedly lower compared with EP)</td>
<td align="left" valign="top">Phase II trial</td>
</tr>
<tr>
<td align="left" valign="top">FOLFOX</td>
<td align="left" valign="top">DCR, 91.3&#x0025; (first-line); mPFS, 10 months (<xref rid="b66-ol-31-1-15367" ref-type="bibr">66</xref>)</td>
<td align="left" valign="top">Mild toxicity (neurotoxicity and diarrhea)</td>
<td align="left" valign="top">Retrospective study</td>
</tr>
<tr>
<td align="left" valign="top">FOLFIRI</td>
<td align="left" valign="top">DCR, 91&#x0025; (metastatic GI NEC) (<xref rid="b67-ol-31-1-15367" ref-type="bibr">67</xref>)</td>
<td align="left" valign="top">Neutropenia and diarrhea</td>
<td align="left" valign="top">Small-sample study</td>
</tr>
<tr>
<td align="left" valign="top">FOLFIRINOX</td>
<td align="left" valign="top">ORR, 46&#x0025;; mOS, 17.8 months (n=8) (<xref rid="b62-ol-31-1-15367" ref-type="bibr">62</xref>)</td>
<td align="left" valign="top">High toxicity (hematological and gastrointestinal)</td>
<td align="left" valign="top">Early exploratory</td>
</tr>
<tr>
<td align="left" valign="top">mFOLFIRINOX</td>
<td align="left" valign="top">ORR, 77&#x0025;; mOS, 20.6 months (n=35) (<xref rid="b22-ol-31-1-15367" ref-type="bibr">22</xref>)</td>
<td align="left" valign="top">Markedly higher severe toxicity risk in women</td>
<td align="left" valign="top">Modified regimen study</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn id="tfn2-ol-31-1-15367"><p>ORR, objective response rate; mPFS, median progression-free survival; mOS, median overall survival; DCR, disease control rate; FOLFIRI, folinic acid &#x002B; fluorouracil &#x002B; irinotecan; FOLFOX, folinic acid &#x002B; fluorouracil &#x002B; oxaliplatin; CAPTEM, capecitabine with temozolomide; FOLFIRINOX, folinic acid &#x002B; fluorouracil &#x002B; irinotecan &#x002B; oxaliplatin; mFOLFIRINOX, modified FOLFIRINOX; EP/EC, etoposide with carboplatin; IP, irinotecan &#x002B; platinum; GI, gastrointestinal; NEC, neuroendocrine carcinoma.</p></fn>
</table-wrap-foot>
</table-wrap>
<table-wrap id="tIII-ol-31-1-15367" position="float">
<label>Table III.</label>
<caption><p>Second-line chemotherapy regimens comparison.</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th align="left" valign="bottom">Regimen</th>
<th align="center" valign="bottom">mOS, months</th>
<th align="center" valign="bottom">mPFS, months</th>
<th align="center" valign="bottom">ORR, &#x0025;</th>
<th align="center" valign="bottom">DCR, &#x0025;</th>
<th align="center" valign="bottom">Evidence level</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" valign="top">Platinum rechallenge</td>
<td align="center" valign="top">11.7 (<xref rid="b71-ol-31-1-15367" ref-type="bibr">71</xref>)</td>
<td align="center" valign="top">3.2 (<xref rid="b71-ol-31-1-15367" ref-type="bibr">71</xref>)</td>
<td align="center" valign="top">17/31 (<xref rid="b56-ol-31-1-15367" ref-type="bibr">56</xref>,<xref rid="b70-ol-31-1-15367" ref-type="bibr">70</xref>)</td>
<td align="center" valign="top">62 (<xref rid="b71-ol-31-1-15367" ref-type="bibr">71</xref>)</td>
<td align="left" valign="top">Retrospective study</td>
</tr>
<tr>
<td align="left" valign="top">FOLFIRI</td>
<td align="center" valign="top">5.9&#x2013;18 (<xref rid="b63-ol-31-1-15367" ref-type="bibr">63</xref>,<xref rid="b64-ol-31-1-15367" ref-type="bibr">64</xref>,<xref rid="b72-ol-31-1-15367" ref-type="bibr">72</xref>)</td>
<td align="center" valign="top">4.4&#x2013;5.8 (<xref rid="b63-ol-31-1-15367" ref-type="bibr">63</xref>,<xref rid="b64-ol-31-1-15367" ref-type="bibr">64</xref>,<xref rid="b72-ol-31-1-15367" ref-type="bibr">72</xref>)</td>
<td align="center" valign="top">-</td>
<td align="center" valign="top">44-80 (<xref rid="b63-ol-31-1-15367" ref-type="bibr">63</xref>,<xref rid="b64-ol-31-1-15367" ref-type="bibr">64</xref>,<xref rid="b72-ol-31-1-15367" ref-type="bibr">72</xref>)</td>
<td align="left" valign="top">Heterogeneous evidence</td>
</tr>
<tr>
<td align="left" valign="top">FOLFOX</td>
<td align="center" valign="top">-</td>
<td align="center" valign="top">-</td>
<td align="center" valign="top">-</td>
<td align="center" valign="top">64 (<xref rid="b65-ol-31-1-15367" ref-type="bibr">65</xref>)</td>
<td align="left" valign="top">Retrospective study</td>
</tr>
<tr>
<td align="left" valign="top">CAPTEM</td>
<td align="center" valign="top">12.1&#x2013;22 (<xref rid="b74-ol-31-1-15367" ref-type="bibr">74</xref>,<xref rid="b76-ol-31-1-15367" ref-type="bibr">76</xref>)</td>
<td align="center" valign="top">5.86 (<xref rid="b76-ol-31-1-15367" ref-type="bibr">76</xref>)</td>
<td align="center" valign="top">26 (<xref rid="b61-ol-31-1-15367" ref-type="bibr">61</xref>)</td>
<td align="center" valign="top">-</td>
<td align="left" valign="top">Evidence from studies with conflicting results</td>
</tr>
<tr>
<td align="left" valign="top">Topoisomerase I inhibitors</td>
<td align="center" valign="top">4.3 (<xref rid="b78-ol-31-1-15367" ref-type="bibr">78</xref>)</td>
<td align="center" valign="top">1.8 (<xref rid="b78-ol-31-1-15367" ref-type="bibr">78</xref>)</td>
<td align="center" valign="top">-</td>
<td align="center" valign="top">15 (<xref rid="b78-ol-31-1-15367" ref-type="bibr">78</xref>)</td>
<td align="left" valign="top">TLC388 trial</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn id="tfn3-ol-31-1-15367"><p>ORR, objective response rate; mPFS, median progression-free survival; mOS, median overall survival; DCR, disease control rate; FOLFIRI, folinic acid &#x002B; fluorouracil &#x002B; irinotecan; FOLFOX, folinic acid &#x002B; fluorouracil &#x002B; oxaliplatin; CAPTEM, capecitabine with temozolomide.</p></fn>
</table-wrap-foot>
</table-wrap>
</floats-group>
</article>
