Clinical significance of coexisting histological diffuse type in stage II/III gastric cancer

Introduction

Gastric cancer is a highly heterogeneous disease. According to Laurén's classification, gastric cancer is categorized as intestinal type and diffuse type (1). Intestinal tumor cells exhibit adhesion and have tubular formation. On the other hand, diffuse type exhibits single cells or poorly cohesive cells infiltrating the gastric wall, such as signet ring cell carcinoma (Sig) and non-solid poorly differentiated adenocarcinoma (Por2) according to the Japanese Classification, and they are included in the poorly cohesive carcinoma subtype in the World Health Organization (WHO) classification of 2010 (2,3). Sig and Por2 tumors tend to infiltrate diffusely and preferentially develop peritoneal metastases, resulting poor clinical outcomes (4). Gastric carcinomas often consist of a mixture of histological patterns (5). The percentage of mixed tissue is reported to be 21% (5). In the Japanese Classification of Gastric Cancer, the predominant histologic type is used even if mixed with undifferentiated components, so it may be defined as differentiated type (2). Sig and Por2 often coexist with other histologies, but their clinical significance is unclear. Furthermore, the clinical difference between Sig and Por2 in advanced gastric cancer remains unclear.

Patients show various sensitivities to chemotherapy; therefore, tailoring anti-cancer drugs on an individual basis for the treatment of gastric cancer is important. S-1-based chemotherapy is a standard postoperative adjuvant therapy for patients with stage II or III gastric cancer in Asia (6). S-1, an oral fluoropyrimidine derivative, is known to be a pivotal agent for the treatment of patients with gastric cancer in Japan. The usefulness of S-1 alone or S-1 combined with cisplatin or docetaxel has been reported for peritoneal metastasis (7). Currently, the management of patients with gastric cancer is dependent on the clinical and pathological TNM stage. As a consequence, treatment guidelines have not yet been tailored by histology. Histological type could be a surrogate marker of disease biology.

The aim of this study was to retrospectively investigate the relationship of the presence of diffuse type in primary tumor and clinicopathological background with prognosis, including recurrence after postoperative adjuvant chemotherapy, in patients with advanced stage II and III gastric cancer.

Patients and methods

Clinical data

A retrospective analysis of the gastric cancer database of the Department of Surgical Oncology, Osaka City University Graduate School of Medicine, was performed. Clinicopathological data of 968 patients with gastric carcinoma who underwent curative resection (i.e., R0 resection) without preoperative chemotherapy between 2007 and 2016 were examined. Patients with postoperative death within 30 days or incomplete follow-up were excluded.

The histological type was determined basically according to the 15th edition of the Japanese Gastric Cancer classification. According to it, the tissue-type is decided based on the quantitatively predominant tissue-type. In this study, intestinal predominant type was defined as the histological type in which papillary adenocarcinoma (pap), well-differentiated tubular adenocarcinoma (tub1), moderately differentiated adenocarcinoma (tub2), or solid-type poorly differentiated adenocarcinoma (por1) was quantitatively dominant, and diffuse predominant type was defined as the histological type in which Por2 and Sig were dominant. Furthermore, diffuse mixed intestinal type was defined as present when Por2 or Sig were mixed, even though the intestinal type was dominant. In this study, the intestinal type refers to a tumor that does not contain Sig or Por2 at all, and the diffuse type refers to both diffuse predominant and diffuse mixed intestinal types.

Adjuvant chemotherapy consisting of S-1 was basically administered orally twice daily for the first 4 weeks of a 6-week cycle. The dose of S-1 administered per day was based on the patient's body surface area as follows: <1.25 m2, 80 mg; 1.25-1.50 m2, 100 mg; and >1.5 m2, 120 mg. Treatment of both groups was continued until one of the following occurred: disease progression, administration difficulty due to adverse effects, or decision to stop treatment at the discretion of the treating physician.

Statistical analysis

Kruskal-Wallis test with Bonferroni post hoc test, chi-square test and Fisher's exact test were used to assess the associations between histological types and clinicopathological features using SPSS ver.26 software (SPSS Japan). Overall survival (OS) and disease-free survival (DFS) curves were drawn using the Kaplan-Meier method. The day of surgery was used as the starting point for the measurement of OS. The log-rank test and Renyi test were used to assess the significance of differences in survival. Prognostic factors were analyzed using the cox proportional hazards model using the JMP software program (SAS Institute, Inc.). Renyi test was performed using R version 3.6.3 (R Core Team, 2020). P<0.05 was considered to indicate a statistically significant difference.

Results

Differences in background characteristics between diffuse type and intestinal type

The cohort in this study consisted of 218 (22%) diffuse predominant type and 750 (78%) intestinal predominant type cases. Overall, 89 of 750 intestinal predominant type had mixed diffuse type histology, which was defined as a diffuse mixed intestinal type (Table I). Finally, 661 cases of intestinal type and 307 cases of diffuse type were compared and examined (Table I). Diffuse type was more common in young women and type 4 gastric cancer than intestinal type, while early gastric cancer was abundant in the diffuse type, and 64% had pathological stage I. Patients with diffuse type had peritoneal recurrence more frequently than patients with intestinal type, whereas intestinal type had more hepatic recurrence caused by venous infiltration than diffuse type. A similar tendency was recognized in the comparison of diffuse mixed intestinal type and diffuse predominant type (Table I). In other words, diffuse mixed-intestinal type should be treated as diffuse type.

Table I Difference in clinicopathological characteristics between diffuse type (n=307) and intestinal predominant type (n=750).

Table I

Difference in clinicopathological characteristics between diffuse type (n=307) and intestinal predominant type (n=750).

Characteristics	Intestinal type (n=661)	Diffuse mixed intestinal type (n=89)	Diffuse predominant type (n=218)	P-value (intestinal vs. diffuse mixed and predominant)	P-value (Diffuse mixed vs. predominant)
Median age, years	70	65	64	0.003a	0.632a
Sex, n
Male	175	57	121	<0.001b	0.661b
Female	486	32	97
Macroscopic type, n
Type 0	357	48	112	<0.001c	0.113c
Type 1,2,3	296	38	87
Type 4	8	3	19
Surgery, n
Distal gastrectomy	471	70	158	0.210c	0.397c
Proximal gastrectomy	10	0	1
Total gastrectomy	180	19	59
pT, n
1/2	476	54	107	<0.001b	0.049b
3/4	185	35	111
pN, n
0/1	532	64	167	0.416b	0.308b
2/3	129	25	51
pStage, n
I	419	46	115	0.019b	0.939b
II/III	242	43	103
Lymphatic invasion, n
Negative	368	51	118	0.503b	0.711b
Positive	293	38	100
Venous invasion, n
Negative	546	73	201	0.006b	0.017b
Positive	115	16	17
Recurrence, n
Peritoneum	30	11	38	0.001c	0.177c
Liver	32	2	2	0.006c	0.330c
Lymph nodes	30	3	9	0.519c	0.523c
Other	18	3	7	0.449c	0.593c

[i] pT/N/Stage, pathological tumor/node/stage. P-values were calculated by

[ii] ^aKruskal-Wallis test and Bonferroni post hoc,

[iii] ^bChi-square test and

[iv] ^cFisher's exact test.

Clinical relevance of Sig compared to Por2

Table II shows a comparison of the background characteristics between Sig and Por2 in the diffuse type. Of the 307 patients with diffuse type, Sig was present in 189, Por2 in 177, and both Sig and Por2 in 59. Patients with Sig predominance without Por2 had more early cancers, less lymphatic invasion, and less recurrence, whereas Por2 cases had more cases of pT3 or more, positive for lymph node metastasis, and pathological stage II/III than Sig cases. The background of the cases including both of Sig and Por2 was similar to that of Por2 cases, and peritoneal recurrence occurred at a high rate.

Table II Comparison of patient background characteristics between Sig and Por2 groups.

Table II

Comparison of patient background characteristics between Sig and Por2 groups.

Characteristics	Sig (n=130)	Por2 (n=118)	P-value (Sig vs. Por2)	Sig with Por2 (n=59)	P-value (Sig vs. Sig with Por2)	P-value (Por2 vs. Sig with Por2)
Mean age ± SD, years	62±12	63±12	0.520a	64±13	0.173a	0.561a
Sex, n
Male	67	77	0.169b	34	0.529b	0.328b
Female	63	41		25
Macroscopic type, n
Type 0	93	43	<0.001b	24	<0.001b	0.574b
Type 1-3	35	61		27
Type 4	2	14		8
pT, n
1/2	108	47	<0.001b	26	<0.001b	0.669b
3/4	22	71		33
pN, n
0/1	116	77	0.002b	38	<0.001b	0.751b
2/3	14	41		21
pStage, n
I	101	39	<0.001b	21	<0.001b	0.831b
II/III	29	79		38
Lymphatic invasion, n
Negative	96	48	<0.001b	25	<0.001b	0.932b
Positive	34	70		34
Venous invasion, n
Negative	122	98	0.041b	54	0.749b	0.409b
Positive	8	20		5
Recurrence, n
Peritoneum	12	20	0.412c	17	0.001c	0.079c
Liver	0	3	0.160c	1	0.312c	1.000c
Lymph nodes	3	7	0.224c	2	0.648c	0.720c
other	2	7	0.049c	1	1.000c	0.272c

[i] Sig, signet ring cell carcinoma; Por2, non-solid poorly differentiated adenocarcinoma; pT/N/Stage, pathological tumor/node/stage. P-values were calculated by

[ii] ^aKruskal-Wallis test and Bonferroni's post hoc test,

[iii] ^bChi-square test and

[iv] ^cFisher's exact test.

Of the 189 cases of Sig, 79 were cases in which Sig was histologically dominant, and 110 cases in which it was histologically non-predominant (Table III). A total of 139 (78%) had histological predominance of Por2. There was no clinically significant difference between Por2-dominant and Por2-non predominant type. Sig-dominant tumors were more frequent in early-stage cancers, and peritoneal dissemination was more frequent in patients with Sig-non predominant cancers.

Table III Impact of histological occupancy in patients with diffuse type.

Table III

Impact of histological occupancy in patients with diffuse type.

Characteristics	Sig predominant (n=79)	Sig non-predominant (n=110)	P-value	Por2 predominant (n=139)	Por2 non-predominant (n=38)	P-value
Mean age ± SD, years	60±13	64±12	0.138a	63±13	66±11	0.891a
Sex, n
Male	35	66	0.039b	86	25	0.709b
Female	44	44		53	13
Macroscopic type, n
Type 0	58	59	0.077b	54	13	0.700b
Type 1-3	19	43		68	22
Type 4	2	10		17	3
pT, n
1/2	67	67	0.001b	60	13	0.091b
3/4	12	43		79	25
pN, n
0/1	72	82	0.002b	95	20	0.131b
2/3	7	28		44	18
pStage, n
I	64	58	0.001b	51	9	0.310b
II/III	15	52		88	29
Lymphatic invasion, n
Negative	59	62	0.018b	59	14	0.461b
Positive	20	48		80	24
Venous invasion, n
Negative	74	102	0.841b	127	25	0.001b
Positive	5	8		12	13
Recurrence, n
Peritoneum	6	23	0.014c	32	5	0.260c
Liver	0	1	1.000c	2	2	0.202c
Lymph nodes	2	3	1.000c	7	2	1.000c
Other	1	2	1.000c	6	2	0.681c

[i] Sig, signet ring cell carcinoma; Por2, non-solid poorly differentiated adenocarcinoma; pT/N/Stage, pathological tumor/node/stage. P-values were calculated by

[ii] ^aKruskal-Wallis test and Bonferroni's post hoc test,

[iii] ^bChi-square test and

[iv] ^cFisher's exact test.

Peritoneal metastasis has a large effect on the prognosis, which accounts for most recurrences in the diffuse type. Therefore, factors associated with peritoneal recurrence were investigated using a Cox proportional hazards model (Table IV). On multivariate analysis using factors found to be related on univariate analysis, total gastrectomy and coexistence of Sig were independent risk factors associated with peritoneal metastases after curative surgery.

Table IV Risk factors for peritoneal recurrence.

Table IV

Risk factors for peritoneal recurrence.

	Univariate analysis		Multivariate analysis
Characteristics	HR (95% CI)	P-value	HR (95% CI)	P-value
Age	0.61 (0.07-4.27)	0.6312
Macroscopic type
Type 4 vs. type 0	5.60 (1.24-30.78)	0.025	2.19 (0.23-50.1)	0.710
Surgery
Total gastrectomy vs. distal gastrectomy	4.18 (1.95-9.60)	0.0002	3.70 (1.59-9.16)	0.002
Histology
Por2 vs. non-Por2	3.27 (1.58-6.92)	0.0015	2.23 (0.90-5.58)	0.081
Sig vs. non-Sig	4.23 (1.92-9.26)	0.0004	3.34 (1.37-8.16)	0.009
pT category
pT4a vs. pT3	2.39 (1.10-5.57)	0.0272	1.61 (0.63-4.27)	0.135
pN category
pN3 vs. pN1	2.65 (0.92-8.82)	0.0713
Lymphatic invasion
Positive vs. negative	1.38 (0.47-4.60)	0.569
Venous invasion
Positive vs. negative	0.39 (0.06-2.85)	0.728

[i] HR, hazard ratio; Sig, signet ring cell carcinoma; Por2, non-solid poorly differentiated adenocarcinoma; pT/N, pathological tumor/node.

Impact of Sig on OS and relapse-free survival after S-1 adjuvant chemotherapy

The median length of follow-up was 36 months. Kaplan-Meier curves according to pathological stage are shown in Fig. 1. OS analysis by pathological stage showed that there was no difference between diffuse type and intestinal type in stage II (Fig. 1A). However, patients with diffuse type had a significantly worse prognosis in pathological stage III (5-year OS 42%) compared to intestinal type (5-year OS 59%) (Fig. 1B). Recurrence for peritoneal dissemination was seen in 14 (24%) of 24 mixed Sig patients and 16 (36%) of 45 mixed Por2 patients. The difference in prognosis between patients with Sig and Por2 and those with both is shown in Fig. 1C. 5-year survival for patients with Sig alone was slightly better (79%), but not statistically significant.

Figure 1 Kaplan-Meier curves comparing overall survival in diffuse type and intestinal type are shown for (A) pathological stage II and (B) stage III. (C) Survival curves of the histological difference between Sig and Por2. No. at risk indicates the number of patients excluding those who died or were lost to follow-up at each time after surgery. Sig, signet ring cell carcinoma; Por2, non-solid poorly differentiated adenocarcinoma.

Of the cases with pathological stage II or III, the proportion of patients who received postoperative adjuvant chemotherapy was 61% in Sig, 67% in Por2, and 49% in intestinal type. Although there was no significant difference among all patients who received adjuvant chemotherapy with S-1, the 5-year survival rate was marginally lower for the diffuse type than for the intestinal type in stage III (Fig. 2A and B). Regarding recurrence-free survival (RFS), there were few survival differences (Fig. 2C and D).

Figure 2 Kaplan-Meier curves comparing overall survival in patients with (A) pathological stage II and (B) stage III gastric cancer, and relapse-free survival in patients with (C) pathological stage II and (D) stage III gastric cancer, between diffuse type and intestinal type treated with S-1 adjuvant chemotherapy. No. at risk indicates the number of patients excluding those who died or were lost to follow-up at each time after surgery.

Comparing Por2 and Sig in pathological stage III, the prognosis of patients with Sig was significantly worse than that of patients with intestinal type (Fig. 3A and B). There was little effect on RFS in patients with Por2, but patients with Sig had significantly worse RFS (Fig. 3C and D). In other words, patients with Sig are more likely to experience an early relapse while taking S-1.

Figure 3 Kaplan-Meier curves comparing overall survival between intestinal type and (A) Por2 and (B) Sig, and relapse-free survival between intestinal type and (C) Por2 and (D) Sig, in patients with stage III gastric cancer treated with S-1 adjuvant chemotherapy. No. at risk indicates the number of patients excluding those who died or were lost to follow-up at each time after surgery. Sig, signet ring cell carcinoma; Por2, non-solid poorly differentiated adenocarcinoma.

Discussion

In this study, the prognosis of patients with diffuse mixed type gastric cancer was worse than that of patients with intestinal type in pathological stage III. Moreover, in stage III patients who received postoperative adjuvant chemotherapy with S-1, patients with Sig had a significantly worse prognosis than patients with non-solid type poorly gastric carcinoma.

The diffuse type was more common in women and younger patients, and it was associated with type 4 cancer and peritoneal metastases as the site of initial recurrence after surgery. A meta-analysis of 73 studies showed that patients with diffuse type had the worst prognosis (8). They found that the risk of death was increased by 23% regardless of race, stage, and chemotherapy. Microsatellite instability (MSI) of four genomic subtypes classified by the TCGA study of gastric cancer was mainly present in intestinal distal cancer, whereas chromosomal instability was seen in diffuse type cancers (9). In the molecular classification of the Asian Cancer Research Group (ACRG), diffuse type corresponds to microsatellite stable and the epithelial-to-mesenchymal transition (MSS/EMT) phenotype (10). The MSS/EMT was often observed in stage III/IV advanced gastric cancer and had the worst prognosis due to frequent peritoneal metastases. The EMT was also observed in younger patients and corresponded to Laurén's diffuse type (11). Thus, diffuse gastric cancer cells appear to possess the capacity for epithelial-mesenchymal transition, which promotes peritoneal metastasis (12). Mixed type was seen in 15% of patients, and they showed a metastatic, as well as a prognostic, pattern similar to predominant Sig and Por2 tumors. Chen et al examined 3071 patients with gastric cancer and divided them into three groups according to the Lauren classification: intestinal type 46%, diffuse type 32%, and mixed type 21%. They demonstrated that the clinical appearance and outcome of mixed type in the Lauren classification were similar to those of diffuse type gastric cancer (5).

In the diffuse type, the two histotypes of Sig and Por2 differ in their clinical and molecular features to the point of representing distinct entities (13). Poorly differentiated carcinoma cells have the potential to convert into the EMT phenotype. On the other hand, Sig is also common in early-stage cancers, and the overall prognostic impact of the presence or absence of Sig is equivocal (14-16). Pure Sig is usually present in the intramucosal layer, whereas its morphology is often lost during tumor growth and transformation into poorly cohesive carcinoma (17). Sig can easily transform into poorly cohesive carcinoma in invasive areas and is most frequent in advanced gastric cancer (18). Piessen et al demonstrated that Sig often developed peritoneal metastasis and lymph node invasion and would often fail R0 resection, and Sig was associated with a worse prognosis than non-Sig in a group matched-controlled study (19). Possible reasons for a poor prognosis are unsuspected peritoneal carcinomatosis and lymph node involvement, which are frequent. We previously reported that Signet ring cells themselves have the capacity to produce immune suppressive enzymes, which increased metastasis (20). Therefore, Sig in advanced gastric cancer is associated with a poorer prognosis than the poorly differentiated type.

The predictive effect of each histological subtype on the efficacy of chemotherapy has not been definitively elucidated. A decrease in the objective response rate was found in the presence of a diffuse component of advanced gastric cancer. The Laurén diffuse type of gastric cancer is frequently highly infiltrative and resistant to chemotherapy (21). Yoon et al demonstrated that RhoA activity plays a critical role in maintaining cancer stem cell phenotype, and direct RhoA inhibition was effective with chemotherapy (22). The survival rate was better in intestinal type than in diffuse type with regimens containing docetaxel. Subgroup analysis of JCOG9912 indicated that S-1 was more effective than 5-FU alone in the treatment of diffuse type (23). S-1 combined with docetaxel therapy was superior to S-1 monotherapy in patients with diffuse type in the START trial (24). The outcomes in the present study suggest that more intensive adjuvant chemotherapy is required for stage III diffuse type. In addition, in the examination according to histological type, the prognosis was poor in cases in which Sig was histologically mixed. In other words, considering the above-mentioned tendency of Sig to cause peritoneal dissemination, it appears that stronger adjuvant chemotherapy is necessary for cases with Sig in Stage III. It has recently been reported that S-1 plus docetaxel improved efficacy in patients with stage III gastric cancer (7). If effective intraperitoneal treatment is developed, it should be directed at patients with a high risk of peritoneal recurrence. More effective adjuvant therapy is needed, perhaps with immunotherapy or new target agents.

The limitations of this study are that it was a retrospective study in a single institution. However, the subjects of this study were accumulated over a period of approximately 12 years, indicating an adequate investigation. Furthermore, the impact of histology on second-line chemotherapy, which could affect OS, was not examined.

In conclusion, Sig, when observed in advanced cancer tissue, is associated with a high rate of peritoneal recurrence even after radical resection. The present results suggest that early recurrence during postoperative adjuvant chemotherapy should be considered in patients with stage III gastric cancer showing histological coexistence of Sig.

Acknowledgements

Not applicable.

Funding

No funding was received.

Availability of data and materials

The datasets used and/or analyzed in the current study are available from the corresponding author on reasonable request.

Authors' contributions

HT acquired, analyzed and interpreted the data, confirmed the authenticity of the data and drafted the manuscript. MY made substantial contributions to the conception and design of the study, interpreted the data, confirmed the authenticity of the data and revised the manuscript critically. TI reviewed and oversaw the data on the statistics section of the Renyi test. TTa, TTo and KM acquired and analyzed the data. KH and MO contributed to the conception and design of the study, and critically revised the manuscript. All authors read and approved the final manuscript.

Ethics approval and consent to participate

This investigation was carried out according to the Declaration of Helsinki. All experimental procedures after 2013 were approved by the Osaka City University ethics committee (approval no. 4423), and all patients provided written informed consent for collection and analysis of the specimens. On the other hand, because the other experimental procedures up to 2013 were performed with only all-inclusive consent, it was considered an observational study with an opt-out form.

Patient consent for publication

Not applicable.

Competing interests

The authors declare that they have no competing interests.

References